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Synesthesia and Method
Kevin B. Korb
School of Computer Science and Software Engineering
Monash University
CLAYTON VIC 3168
AUSTRALIA
korb@cs.monash.edu.au
Copyright (c) 1995 Kevin B. Korb
PSYCHE, 2(10), 2(24), January 1996
http://psyche.cs.monash.edu.au/v2/psyche-2-24-korb.html
KEYWORDS: Synesthesia, methodology, heterophenomenology, reason, emotion,
objective method, ineffability, artificial intelligence, behaviorism.
COMMENTARY ON: Cytowic, R. E. (1995) Synesthesia: Phenomenology and Neuropsychology
PSYCHE, 2(10).
ABSTRACT: Richard Cytowic has done considerable service to the scientific
study of synesthesia, conducting important research and publishing two recent
books on the subject. The study of synesthesia raises interesting questions
about scientific method, both because of the negative reception it received
initially--often being viewed as tainted by a reliance upon introspective
reports--and because of the connections Cytowic has found between synesthetic
perception and the limbic system, thereby possibly undermining some of the
claims to objectivity in perception and scientific method. I dispute some
of the more extreme methodological conclusions Cytowic draws from his work
and reinforce others by reference to different arguments current within
the philosophy of science.
1. Introduction
1.1 Richard Cytowic's two recent books on synesthesia, his textbook Synesthesia:
A Union of the Senses (1989) and his popular The Man Who Tasted Shapes
(1993), have done much to raise the level of awareness of synesthesia. Cytowic's
treatment can be seen as a challenge to the academic community to acknowledge
the existence of synesthesia and to deal with its implications for medical
and scientific practice and for our understanding of the nature of sensation.
I agree with him that the nature of synesthesia can help to focus concerns
about these matters and that the issues raised need careful treatment by
scientists and philosophers.
1.2 Cytowic goes on to find that synesthesia has great import for all kinds
of issues, including many matters methodological, and especially that it
undermines the worship of objectivity widely practised within our culture.
Here I shall focus on these claimed implications for methodology and epistemology.
The topics that I comment upon below have been selected in the first instance
by Cytowic; in particular, he claims, either explicitly or by implication,
that an understanding of synesthesia: argues for a greater role of emotionality
(section 3), tacit versus explicit knowledge (section 4) and subjectivity
(section 5) in our intellectual or scientific lives; better explains language
learning (section 7); and demonstrates that impossibility of artificial
intelligence (section 6). I do not attempt to unpack Cytowic's arguments
on these themes in detail, as they are spread over two books and various
articles. I do attempt to indicate the main lines of argument. Whereas I
am sympathetic to many of Cytowic's conclusions (excepting those
about artificial intelligence (AI) and language acquisition), I do not find
that he has generally made good cases for them; instead, the best arguments
for a methodological role for subjective experience are quite different
from those suggested by Cytowic's reflections upon synesthesia. In particular,
recent discussions within philosophy of science have reached many of the
same conclusions by way of clearer and more compelling arguments, as I shall
indicate below.
2. The Reality of Synesthesia
2.1 The first published case of synesthesia appears to have been John Locke's
(1690) report of a blind man who "bragged one day that he now understood
what scarlet signified.... It was like the sound of a trumpet".
Locke's case may not have been what I will be referring to as synesthesia,
but it does bring out one important feature: the association of sensations
across sensory modalities. As Cytowic has well argued, though, synesthesia
proper should be understood as an involuntary cross-modal association,
triggered by some range of sensory events in one modality. Furthermore,
such involuntary associations appear not to be acquired (cf. Cytowic, this
issue, section 2.1) and may have a genetic basis (1989, pp. 56-60 and pp.
232-235;<1> Baron-Cohen et al., 1993, supports all
of these points as well).
2.2 In contrast with this understanding of synesthesia, the term has often
been used to refer to nothing more than a manifestation of people's general
ability to find inspiration in one mode of sensation for understanding experience
in another. Such cross-modal associations are quite common; indeed, they
are constantly revealed in the metaphorical content of ordinary language--for
example, when we call some music 'warm,' or a spicy drink 'sharp.' Synesthesia,
as it has recently been revealed experimentally, goes well beyond such associations,
for they are relatively ephemeral links dependent upon time and place, whereas
synesthetic links from, say, a taste to a shape are enduring and invariant
across a wide range of contexts. The synesthete's cross-modal relations
are involuntary--they cannot be turned off--unlike our ordinary abilities
to cross-associate music and color or taste and touch. The abnormal character
of synesthesia is sufficiently demonstrated by the ability of synesthetes
to report nearly identical associations after the lapse of one year (achieving
a 92% accuracy rate), versus a matched control group's inability to obtain
a similar result after only one week (achieving a 38% accuracy rate, for
a difference corresponding to a significance level of p < 0.001; Baron-Cohen,
et al., 1993)--or, in the case of a single individual, identical associations
were reported after ten years (Devereaux, 1966). A variety of other experiments
point to the same result: Cytowic has recorded the cerebral blood flow of
a synesthete during his experiencing of intense synesthesia, revealing an
abnormal pattern of brain activity (Cytowic, 1989, pp. 120-127; happily,
studies of blood flow among synesthetes are being continued by Baron-Cohen's
research group using PET scans, see Paulesu, et al., submitted); Cytowic
has uncovered characteristic semantic differences in the way synesthetes
associate cross-modally (1989, chapter 6); and, in general, synesthetes
report a significantly different phenomenology from the ordinary, and their
reports are consistent with each other even though they have been generated
independently (this statement is consistent with recent reports on synesthesia
covering dozens of synesthetes; Cytowic, 1989, reports on 42 cases). Thus,
for example, although the precise linkages between cross-modal sensations
that synesthetes have may vary greatly (whether they are from this sound
to that color or from this tactile sensation to another color), they uniformly
report having always (to their knowledge) had the cross-modal links that
they currently have (e.g., Baron-Cohen et al., 1993, p. 423) and that these
particular links have not changed over time.
2.3 The idea that such first-person reports can be ignored as inherently
unreliable, and so the experience of synesthesia can be denied, is one that
Cytowic has had to contend with throughout his work on synesthesia (1993,
chapters 5-10). Such scepticism may arise from behaviorist methodological
doubts about the merit of first-person reports generally or, alternatively,
from the possibility of interpreting the reports as caused by something
other than synesthesia. I shall describe a non-behaviorist methodology that
takes first-person accounts seriously below (section 5). As for the second
concern, it seems unlikely that an alternative cause of the reports will
be forthcoming, in light of the evidence sketched above. In the absence
of synesthesia, the probability seems small indeed that any significant
number of people would not merely independently report invariant cross-modal
associations but be able to reproduce the details of the reports at will
from one to ten years later. This would apparently involve either some quite
devious cheating or remarkable feats of memory. To be sure, synesthesia
is associated with abnormally good memories (1993, pp. 129ff), but one would
also have to posit abnormal motivations, since there is no apparent gain
in store for synesthetes. In short, then, however strange it may seem to
non-synesthetes, synesthesia is real, and Cytowic's arguments about its
methodological bearing deserve to be taken seriously.
3. Emotion versus Reason
3.1 As Cytowic notes, Plato and Socrates viewed emotion and reason as in
a kind of struggle, one in which it was vitally important for reason to
win out. Aristotle took a more moderate view, that both emotion and reason
are integral parts of a complex human soul--a theory proposed by Aristotle
in explicit opposition to Platonism (De Anima 414a 19ff). Cytowic
appears to endorse the Platonic line, with the notable difference that he
would apparently rather have emotion win out.
3.2 Cytowic adduces considerable evidence that the limbic system is implicated
in synesthesia, including a shift in brain metabolism during synesthetic
experience away from the cortex and toward the limbic system (see Cytowic
this issue, section 6). This connection between synesthesia and the limbic
suggests to Cytowic that the traditional emphasis on objectivity and rationality
in Western culture--presumably manifestations of cortical function--is misplaced
or overdone (perhaps because Cytowic sees synesthesia as underlying such
crucial and general phenomena as language acquisition--see section 7 below).
The main line of reasoning Cytowic is apparently relying upon runs: the
limbic system is heavily interconnected with the rest of the brain, including
the cortex; the limbic is involved in human emotions; therefore, it is reasonable
to conclude that the limbic and emotion are involved in all human reasoning.<2>
More purely theoretical considerations surely will have made a similar conclusion
unavoidable already. Emotions are clearly connected to our system of drives,
which affects everything we undertake, including our thought processes.
Emotions also quite clearly serve to highlight some features of the environment
while suppressing others. Therefore, what we come to notice, choose to think
about, involve in our planning and become habituated to is all conditioned
by our emotional state (see de Sousa, 1987, chapter 7). This suggests that
emotion and thought, so far from being in opposition to one another--as
they are traditionally portrayed--are constantly sustaining one another,
the one's turn feeding the other's twist. This, at any rate, is my thought,
and so too that Cytowic's belabored and overblown support for the primacy
of emotion at the expense of thought or reason is as much foolishness
as the more traditional glorification of Pure Reason.<3>
3.3 Another road to the same conclusion can be found by considering that
no one has ever managed to produce any all-encompassing characterization
of reason per se that has satisfied more than a handful of people.
The best available explanation for that failure is that there is no such
thing as 'absolute' or 'pure' reason. The most that we appear capable of
doing is to identify rationality relative to some particular set
of goals--i.e., we can produce an incremental conception of rationality
that changes as goals are added or dropped (cf. Giere, 1988, chapter 1).
If rationality thus consists of finding effective means to achieve a set
of goals, then such rationality is not to be had without due regard for
the emotional structure that plays such a large role in setting up and caring
for our goals. A rationality without emotions, and so without goals, is
not so much inhuman (as in the Spock of Star Trek) as it is impossible.
And so a rationality defined by contrast with emotion is empty. Aristotle
surely holds the more defensible ground. (For some more recent efforts aimed
at integrating emotion and reason see, in addition to de Sousa: Johnson,
1987; Mandler, 1984; Oatley and Johnson-Laird, 1987; Oatley, 1992.)
3.4 I am not objecting to Cytowic's eulogizing of emotion merely out of
a joy of criticism. In granting to his opponents that there is some great
gulf between reason/thought/language on the one hand and emotion on the
other Cytowic is granting far too much. The fact is that Cytowic's enemies
here are real, they are numerous, and they are powerful. They are also radically
confused. But much of the support they may have won over the years depends
upon just this exaggeration of the divide between reason and emotion, leading
for example to the thought that language and reason can be construed as
formal processes that are axiomatizable and that achieving that axiomatization
would be to achieve an artificial intelligence in which emotion plays no
part. Similarly, some philosophers have thought that the development of
philosophical logics will resolve the outstanding problems of philosophy,
that epistemic logic will resolve our concerns about epistemology, or that
a logic of confirmation will answer all of our questions about theory evaluation.
What such studies are more likely to produce, however, are codifications
of previously and independently fixed opinions about epistemology and scientific
method. This is not to say that formal studies are not important: I believe
that they have a central role in both AI and philosophy--they are, however,
only vital as tools, not vital as theories.
4. Tacit Knowledge
4.1 Cytowic argues that much of what we know is and must remain tacit, that
is to say unavailable to our processes of articulation. This is of a piece
with his view that language is not the be all and end all of cognition.
Cytowic takes a first step towards this conclusion by noting that in split-brain
experiments there is evidence that the right hemisphere can know facts which
it is unable to express verbally, while being fully capable of expressing
the knowledge by other means, for example by hand movements (1993, p. 17).<4>
The conclusion that we can have a practical inability to express some of
our knowledge is inevitable. More than that, this suggests (without demonstrating)
that right-hemispherical cognition, in the form of problem solving, can
be quite sophisticated without the use of ordinary language, since linguistic
processing in most people is very strongly dominated by the left hemisphere.
Such a conclusion would be consistent with granting that (non-human) animal
problem solving, etc. is reasonably considered cognition.
4.2 Cytowic goes on to make a very much stronger claim: that much of our
knowledge is ineffable. That is, that we know things which are not just
impossible to express given some physical handicap or limitation, but which
are just impossible to express. Cytowic takes synesthetic experience to
be an example of that. Thus, he points out the difficulties that synesthetes
report in their attempts to explain their conditions: "No matter whether
they sent five-page letters, sketches, or paintings that tried to capture
their sensations, they uniformly apologized that the materials could not
even begin to convey what their experiences were 'really like.'" (1993,
p. 118) This notion that synesthetic experience is ineffable, just as the
notion that the qualia (sensory constituents of experience) which we all
have are likewise ineffable, while tempting, is wrong. First, it needs to
be noted that there is no interesting difference in the expressibility of
ordinary qualia and synesthetic qualia--or, at any rate, none has yet been
claimed. That is, what we (non-synesthetes) do not have is a hard-wired
(involuntary) connection between qualia that synesthetes do; but what the
connection connects--two qualia of different modalities--these we do have,
independently of each other. Since these two modal features of experience
are simultaneous in the synesthete, perhaps they jointly make up a single
quale which non-synesthetes will never have; we nevertheless experience
components of such experience, and there is no difficulty in our
imagination to putting these components together. In other words, we share
all that we need to share in order to understand the phenomenologies of
synesthetes: we have the same vocabulary, if you like, of primary sensations.<5>
The difficulty some have found with accepting synesthesia as a real condition
lies not with an inability to understand the proposed phenomenology, but
perhaps does lie in a refusal to take any subjective reports seriously,
much as some doctors disastrously refuse to believe patients when they report
pain.
4.3 This does not so far imply that the qualia of synesthesia are after
all expressible: independently of any consideration about synesthesia, many
have claimed that qualia of any kind are inherently ineffable--i.e., whereas
we have predicates such as 'appears red' or 'is hungry', sentences employing
them could never catch the precise qualia that I have when I have a red
sensation or when I am hungry. Such ineffability of experience, if real,
would go some way toward showing that our experiential knowledge of the
world is not formalizable or representable in any (known) language. Qualia,
however, are not ineffable: what is implicitly being demanded of language
here is more than is sensible.
4.4 Consider the assertion that an object is red. To normal speakers it
conveys something about their potential sensations should they be exposed
to the object under various environmental conditions. To color-blind speakers
insensitive to red it conveys less about such sensations, since it says
nothing about brightness; it does convey information about how most people
may react to the object under various conditions. To blind people the assertion
carries even less information; they will be in a worse position for predicting
future events than others, but better than had they heard nothing about
the color of the object. Asserting not that the object is red, but instead
that one has a sensation of red conveys something different but related;
under fairly ordinary circumstances the hearer will be able to infer that
there is a red object at hand inducing the red sensation and thus be in
a position to make the kinds of inferences indicated above about the red
object. So certainly something about the qualia is communicable to
each of these kinds of interlocutors; just what is communicated depends
upon the degree to which phenomenologies are shared. It is not at all unreasonable
to say that the qualia have been expressed to all three interlocutors, although
varying amounts of information have been communicated. The idea that it
may be or ought to be possible to capture precisely the feel or sensation
X in some linguistic expression--or else we should declare that X is ineffable--is
apparently just the thought that what is expressible is that which both
the originator and the recipient experience. But in that case nothing
is expressible, for language is powerless to force the experiences of two
people to be identical. Language can no more carry my qualia to you than
it can carry around buckets of water. Demanding experiential identity
as a precondition to granting that the experience be expressible at all
is demanding something non-sensical. Regardless of such spurious demands,
anyone who experiences hunger or red sensations knows "perfectly well"
what I'm talking about when I refer to such of my own sensations. So long
as two agents are sharing a language they must be sharing their phenomenologies
to some degree or other--in an informational sense of sharing.<6>
What may finally be ineffable is not worth talking about.
4.5 I will agree with Cytowic, and many others, that there is indeed such
a thing as tacit knowledge which is not (in humans at the very least) directly
available to conscious linguistic processing, and presumably is not recorded
in a declarative form.<7> Such an observation does
not depend upon any fact about synesthesia. It has been forcefully made
by many philosophers previously, notably in Michael Polanyi's epistemology:
"We can know more than we can tell and we can tell nothing without
relying on our awareness of things we may not be able to tell" (Polanyi,
1964, p. x). Other notable defenders of tacit knowledge are Hubert and Stuart
Dreyfus who have particularly emphasized the role of non-linguistic skills
in their critique of artificial intelligence (Dreyfus and Dreyfus, 1986).
Their arguments support the idea that consciously available linguistic representations
cannot by themselves capture human phenomenology. Unfortunately the argument
does not really carry very much further in the current debates of cognitive
science. Although it suggests that artificial systems will not be
able to produce qualia via linguistic processing alone, it does not formally
imply such a result: our linguistic processing and qualia being distinct
does not imply that everyone's linguistic processing and qualia are
distinct. Furthermore, this conclusion does not even rid us of Fodor's language
of thought hypothesis (Fodor, 1987)--that all cognition occurs using some
form of low-level, non-conscious language--for, while granting that qualia
enter into cognition, the Fodorian language employed in non-conscious reasoning
must be distinct from any ordinary, consciously available language and so
may yet be sufficient, in the right neural context, for the existence of
qualia. I do not believe in such stories, but they do not appear to be ruled
out by the existence of knowledge which remains tacit vis-a-vis ordinary
language.
5. Objective Methodology
5.1 The question whether scientific method is or can be objective has been
one of the main battlegrounds of the philosophy of science throughout its
existence. It would be impossible even to sketch the history of those battles
here, but I will toward the end give a hint or two about why the pure objectivists
have mostly abandoned the battlefield. In this case again Cytowic appears
to be on the winning side, in opposition to objectivism (which is not to
say on the side of relativists, constructivists or other obscurantists--there
are more than two sides here), but he has found his way to that side by
quite unordinary routes, and apparently with no awareness of the more travelled
roads. The unordinary routes Cytowic has followed lead through the terrain
we have just been viewing: the ineffability of subjective (synesthetic)
experience, the crucial role of emotionality in behavior and cognition,
and the implausibility of escape from these issues by denying the reality
and importance (at least for synesthetes) of synesthesia (or, for the rest
of us, of subjective experience generally).
5.2 The denial of the relevance of subjective reports to scientific results
has played a major role in twentieth-century science. Cytowic appears to
attribute it to the rise of psychophysics (1993, p. 58), but such an attribution
would be a mistake.<8> Psychophysics was originated
by Gustav Fechner (1860) as a method for the study of sensation: in particular,
Fechner used the method of "just [subjectively!] noticeable differences"
for developing quantitative laws of sensation. So far from ignoring subjective
reports of sensation, Fechner's methods crucially depended upon such
reports. It would be more accurate to lay the blame for this particular
distortion of scientific method upon behaviorism, admittedly a school of
thought that evolved out of psychophysics (but that is a trait shared by
most of modern psychology), or else upon logical positivism, which provided
intellectual aid and comfort to behaviorism. The way in which positivism
supported the behaviorist denial of the value of subjective reports is through
its (early) verificationist criterion of meaningfulness. According to that
criterion, anything meaningful has to be verifiable, at least in principle,
by the examination of direct experience. By that criterion the subjective
reports of others cannot be taken at face-value, for they cannot
be verified by any operation available to us (or better: available to me;
who cares about you?). Therefore, the reports of, for example, the introspective
psychologists active in the early century (e.g., Edward Titchener) are best
thought of as the meaningless mumblings of the deeply confused. What psychology,
or any science, should be doing is gathering up reports of publicly observable
phenomena and generating and testing theories to explain those phenomena.
Psychology, in particular, is properly constrained to theories of behavior
alone and must eschew metaphysical speculations about some wild fantasy
world called consciousness.
5.3 Such dogma has been surprisingly influential. No doubt much of the reason
for its influence is that its leading proponents in the early and mid-century,
John Watson and B.F. Skinner, were remarkably effective propagandists. Regardless
of their successes, hard-core behaviorism is not coherent with scientific
method in general. The mental world that subjective reports are apparently
reports about can be simply ignored only if we are prepared to deny that
verbal behavior is a kind of behavior. For if we accept verbal behavior
as a kind of behavior, quite as legitimately an object of study as the pecking
behavior of pigeons, then we must be prepared also to tolerate, indeed support,
hypotheses about why one form of verbal behavior is seen in humans and not
others. That is, the subjective reports of humans about their mental life--including
beliefs, desires, forgetfulness, qualia and all the rest--must be explained
in terms of some theoretical model that can predict the behaviors in question.
Skinner had the idea that purely empirical laws could do this trick (Skinner,
1957), laws which introduce no theoretical terms (whether mental entities
or genetic factors).<9> Skinner was not notably successful
in that venture (see, for example, Chomsky, 1959). But, aside from Skinnerian
distaste for the mental, there could be no reason to refuse to employ theoretical
terms in psychological theories that would not apply equally well to other
scientific theories<10>--as would, for example,
the sceptical stance of extreme empiricism towards theoretical entities
generally. Mental entities, then, and the theories in which they
participate should be treated as on a par with, say, subatomic particles
and the theories in which they participate. The latter are introduced because
they help enormously with our making sense of experimental physics. But,
similarly, postulated mental states such as beliefs and desires help us,
if not enormously, then substantially more than nothing in making sense
of human behavior, including the experimental results of psychology and
especially recent cognitive psychology, as any survey text in the field
reveals, such as Glass and Holyoak (1986). The point then is that quite
ordinary views of scientific method demand that we take into account the
data supplied by reports of subjective experience--what Dennett (1991) calls
our heterophenomenologies, meaning our reports of our phenomenologies to
others.<11> Their dismissal would leave as some
kind of cosmic coincidence--entirely inexplicable--the fact that the vast
majority of humans will report having similar beliefs under appropriately
similar circumstances, etc.<12> The ignoring of
subjective reports is not some kind of victory for objective science, it
is only the backwash of an intolerantly narrow vision of science, now rapidly
draining away.
5.4 A completely different concern about subjective reports than simply
that they are about things that we cannot (as third persons) observe directly
is the consideration that introspective reports show some tendency to be
systematically misleading. Thus, if one were to bias first-year psychology
undergraduates by using all powers of authority to persuade an experimental
group that, say, the concept of rhinoceroses is sexually arousing, then
introspective reports about their thinking of the subject of rhinoceroses
would likely differ from those of a control group. More remarkable perhaps
are our powers to confabulate, to simply make up out of whole cloth the
most ridiculous stories to cover over a lack of information--as in Korsakoff's
syndrome when memory-impaired patients will answer questions about events
they cannot remember apparently because they believe they can remember (cf.
Adams and Victor, 1989, p. 824). Although the more bizarre confabulations
involve serious brain damage, it is not unreasonable to suppose that they
draw upon inventive or rationalizing processes that exist in all of us.
So, such stories rightfully give rise to scepticism about the content of
subjective reports. And, indeed, there is considerable evidence that subjective
reports about mental states are systematically misleading in the more mundane
settings (cf. Nisbett and Wilson, 1977). None of that, however, implies
that subjective reports are not reports, that data are not data: the facts
that people can confabulate, and do so under memory impairment, are facts
that need explaining every bit as much as the fact that people do not so
confabulate when their memories are unimpaired. What we must conclude is
that the heterophenomenological data are rich, intricate and dangerous.
5.5 Cytowic is surely right that the subjective reports of synesthetes must
be taken seriously. They need hardly be taken as the truth uncritically:
as I suggested in section 2, the fact that synesthetes report such commonality
in the nature of their synesthetic experiences as they do can plausibly
be explained only if their reports are reports of a common synesthetic condition.
This is, or ought to be, uncontroversial. But Cytowic goes on to draw grandiose
conclusions about the nature of science, society, and spirituality, the
main theme of which is that objectivity is something of a charade and subjectivity
ineluctable (views arrived at largely by way of the synesthetic connection
with emotion via the limbic system outlined in section 3.3 above; see especially
Cytowic 1993, part II). Cytowic goes too far in denouncing objectivity,
I believe. Furthermore, whereas the fact that the limbic system is implicated
in synesthesia is relevant to this debate over objectivity, it is at best
a very small part of the argument. For the notion that overmuch has been
made of objectivity appears to be undeniable on other grounds. The out-moded
notion that there is nothing subjective about scientific method is out-moded
precisely because there already is a whole range of compelling arguments
against it. For some examples: Russell Hanson (1958) points out that how
we identify and individuate objects, and thus form observations, is dependent
upon our background knowledge and subjective belief about what theories
of the phenomena are true; Dudley Shapere (1982) and Ian Hacking (1983)
point out that the border between what we call observational and what we
call theoretical is not just hazy but also in motion, so that our theories
can hardly be founded upon some indubitable bedrock of reports couched in
a pure observation language in any case; Thomas Kuhn (1962) and Imre Lakatos
(1970) point out that scientific theories rise and fall not purely as a
matter of comparing them with data, but largely due to subjective appraisals
of how productive an entire research tradition has been; Paul Feyerabend
(1975) has emphasized many of the difficulties of comparing theories across
research traditions and the advantages of science simultaneously supporting
competing traditions; Richard Rudner (1956) and Michael Scriven (1974) make
clear that value judgements are an integral part of theory evaluation in
science;<13> Peter Galison (1987) and Allan Franklin
(1986) make clear that value judgements are an integral part of experimental
procedure. And these are just a few among dozens of other recent and influential
arguments made within the philosophy of science leading to the conclusion
that a purely objective conception of science is nothing more than a pipe-dream.
5.6 It is undeniable that subjective concerns are interwoven into scientific
practice. The subjectivity of human, scientific practice is the very motive
for the many scientific practices that are designed specifically to minimize
them--such as double-blind experimental techniques, the use of statistics,
recording measurements, etc. And there is nothing wrong with that minimization
either: allowing experimentalists to report whatever suited their fancy
would be no advance in scientific method. But the glorifying of objectivity
to the point of no longer being able to recognize the influence of subjectivity
is a radical mistake.
6. The Status of Artificial Intelligence
6.1 The glorification of objectivity to the point of being unable to recognize
any role for subjectivity is surely just the kind of mistake some
researchers in artificial intelligence have made--and Cytowic understandably
responds to this by attacking AI as one of the many heads of the dragon-beast
of objectivity. In his discussion of artificial intelligence (1993, pp.
197-201) Cytowic makes the mistake--shared by many of those same AI researchers--of
thinking that artificial intelligence lives or dies with the notion that
all of human cognition and consciousness can be "objectified,"
meaning by this that it can all be captured by providing a computer system
with a theorem prover and then pouring in some huge amount of propositional
"knowledge" and letting it crank away (this appears, in fact,
to be much of the rationale behind Doug Lenat's CYC project--an AI project
aiming at the production of an enCYClopedic AI system; Lenat, et al., 1990).
Thus, Cytowic avers (1993, p. 204): 'AI argues that we really never "understand"
something until we can break it down into formal logic statements.' But
logicism, this view within AI that that is all that is needed for an artificial
intelligence, while highly influential, has never achieved that exclusive
grip on the field that its believers no doubt would have liked; indeed,
far from being identifiable with artificial intelligence, logicism is distinctly
on the wane, beset on all sides by research programs that do not share its
mystical vision of logic predominant--including connectionist neural networks
(Rumelhart and McClelland, 1986, and McClelland and Rumelhart, 1986), evolutionary
algorithms (Holland, 1992), and Bayesian artificial intelligence (Pearl,
1988). (For a critique of logicism, see Korb, 1995b.)
6.2 Cytowic's arguments against the possibility of artificial intelligence
per se--especially that AI fails to take emotion or qualia into account--are
therefore misdirected, as they do not cut against many of the most important
currents of AI research today. Emotionality, specifically, is an aspect
of cognition that has in fact been explored by some computationalists as
a necessary ingredient for cognition (see Oatley and Johnson-Laird, 1987;
in my own work I am investigating the role of salience, an ingredient of
emotionality, in the formation of concepts in Korb and Thompson, 1994).<14>
The defence of artificial intelligence is not at all along the lines that
Cytowic suggests, namely that emotions are not necessary and that qualia
are also 'nice but unnecessary' (1993, p. 197). The more plausible defence
is that emotions and qualia, if in fact necessary for an artificial intelligence,
can be represented, and if not linguistically, then non-linguistically.
The only limit to AI representations that need be acknowledged is that those
representations, and operations performed upon them, must be computable.
And that is not obviously any kind of severe restriction. It is not, for
example, tantamount to a restriction to a logical language (nor to von Neumann
machines, inasmuch as neural networks are computationally equivalent; cf.
Franklin and Garzon, 1991). Real-numbered variables can be used, subject
to round-off errors, and indeed are crucial to all three of the competitors
to logicism I named above. Heuristic and indeterministic programming are
freely available to AI (indeed, chaotically generated pseudo-random numbers
may be used rather than ordinary pseudo-random numbers, if that is desirable;
Wallace, 1990). If, finally, the restriction to what is computable turns
out to be too severe to achieve an artificial intelligence, then of course
AI must fail. But no one has made that case; for example, no one has (even!)
demonstrated, as would be necessary, that human cognition in fact relies
upon any non-computable process. (Note that it would not be enough here
to show that the human brain encompasses non-computable processes but also
that human cognition is dependent upon those processes. For an attempt
in that direction see Penrose 1989, 1994; the latter has attracted extensive
commentary in PSYCHE.)
6.3 It is certainly true, as Cytowic remarks, that 'winning at poker involves
more than knowing the rules' (1993, p. 204); perhaps Cytowic (and Dreyfus,
whose misguided complaint Cytowic is here echoing; see Korb, 1995a) will
be surprised to learn that I have developed a Bayesian AI program
that wins at poker. Of course, it does 'know' a good deal more than the
rules of poker.
7. The Origins of Language
7.1 I offer a final example of the tendency of Cytowic to find implications
that apparently are not there to be found, one that concerns an important
issue, and so is worth raising doubts about. This is Cytowic's claim that
language depends upon cross-modal associations (1993, p. 122):
Language would probably never have evolved without humans first
being able to form the kinds of cross-modal associations present in synesthesia.
This assertion goes back to the discussion we had of cross-modal associations
in monkeys, who are unable to associate two non-limbic senses. Humans can
do this, and it is this capacity that underlies the ability to assign names
to objects and proceed to higher and higher levels of mental abstraction.
7.2 Every statement here is disputable. The idea that monkeys cannot associate
a visual image of an experimenter with a correlated sharp (startling) sound
when any rat can do as much is nonsense. I also have doubts that cross-modal
associations of any kind are strictly necessary for language. In his 1989
text Cytowic raises this issue only to counter those who have thought that
the cross-modal associations of synesthesia might be dependent upon language;
but to deny the dependency in one direction it is not necessary to claim
it in the other. Nevertheless, Cytowic quotes Geschwind as establishing
this dependency of language on cross-modal association:
The ability to acquire speech has as a prerequisite the ability
to form cross modal associations. In sub-human forms, the only readily established
sensory-sensory associations are those between a non-limbic (i.e. visual,
tactile or auditory) stimulus and a limbic stimulus. It is only in man that
associations between two non-limbic stimuli are readily formed and it is
this ability which underlies the learning of names of objects. (Geschwind,
1964, p. 155)
7.3 No doubt it is true that in humans cross-modal associations precede
the acquisition of language; indeed, the ability to draw such associations
undoubtedly aids in conceptualization directly. However, the case for such
early cross-modal associations being synesthetic has not been made (see
Baron-Cohen, this issue, for a discussion). Were that case to be made, it
would still not follow that synesthetic associations are necessary
for language acquisition in humans. And even were they shown to be necessary
for humans, it would not follow that they are necessary in general, which
finally is what Cytowic is claiming. This last inference from the single
case of Homo Sapiens to the universal generalization across all possible
species of linguistic agent is a mind-boggling induction, one that ought
at least to be approached cautiously. The artificial intelligence programs
I know of that aim to do concept formation--a first wobbly step towards
automated language--do not deal in more than one sensory modality. This
may in fact be a serious weakness; perhaps they would do far better if they
accommodated multiple modalities. Nonetheless, in their limited fashion,
they do in fact succeed in generating useful concepts (see, for example,
chapter 3 of Shavlik and Diettrich, 1990).
8. Conclusion
8.1 Synesthesia is certainly a fascinating condition. It appears very likely
that much about perceptual processes generally can be learned from it, and
perhaps an understanding of it can shed light on such questions as the nature
of qualia and consciousness, although no one has yet suggested how. But
Cytowic has not demonstrated that any substantial methodological or epistemological
discoveries are in store; he has demonstrated instead an over-eagerness
to draw conclusions without first adducing relevant evidence. I readily
acknowledge, however, as Karl Popper always emphasized, science is not just
a critical enterprise where ideas get shot down; a readiness to conjecture
bold and unexpected ideas is a necessary ingredient for the progress of
science, and Cytowic's speculative remarks have clearly stimulated a number
of useful lines of inquiry.
8.2 Of greater concern than speculative excess is Cytowic's assertion of
the primacy of emotion and subjectivity over reason and objectivity. Although
our culture has a history of overindulging a love of Reason, it is not at
all clear that an equal and opposite overindulgence of Unreason is the proper
remedy. Indeed, many have launched head-long into just such an over-reaction,
especially in the social sciences and humanities, not merely glorifying
the role of subjectivity in science, but denying any possibility of objective
underpinnings for science (especially the Edinburgh "strong programme"
in the sociology of science). It is arguable that the greater danger now
to the future of science comes from the Irrationalists rather than the Rationalists.
But I view both parties as equally appalling sources of authoritarianism
and intolerance, and I hope that Aristotelian moderation may ultimately
win out.
Notes
<1> References unadorned by author will be to Cytowic
throughout.
<2> Cytowic goes so far as to say "we are irrational
creatures by design..." (this issue, section 8.2). No doubt a sprinkling
of hyperbolic rhetoric is unobjectionable, but one has to wonder what concept
of rationality is in play here. Taken literally, Cytowic's claims would
imply that all mammals are irrational, since they share in those brain features
that he has drawn upon to reach this conclusion. But ordinary English, while
endorsing the description of, say, a fox as irrational when rabid, also
denies irrationality when the fox cleverly escapes its irrational hunters.
If Cytowic intends his 'irrational' to be a technical term with a special
meaning, he has an unfulfilled obligation to explain that meaning.
<3> Thus Cytowic's "In humans, the relationship
between cortex and subcortical brain is not one of dominance and hierarchy,
therefore, but of multiplex reciprocity and interdependence" (this
issue, section 8.3) is closer to the truth that his assertion immediately
thereafter that "it is an emotional evaluation, not a reasoned one,
that ultimately informs our behavior" (section 8.4).
<4> Cytowic's further argument that split-brain research
demonstrates that 'we [i.e., all humans] possess two minds that differ
in content, mode of organization, and even in goals' (1993, p. 214; my emphasis)
is as gratuitous as it is wrong: even were we to grant that split-brains
encompass multiple minds (which rubs against Cytowic's other observation
that the two hemispheres are heavily interconnected via the limbic in addition
to the corpus callosum), this would hardly show that ordinary brains likewise
encompass multiple minds--unless we were also to adopt the strange notion
that slicing the corpus callosum is a fairly minor operation after all.
<5> It is clear from Cytowic's discussion of form
constants (1993, chapter 14) that the secondary percepts of synesthesia
are not ordinary--being too simple--yet this does not prevent our understanding
them, as that very discussion demonstrates.
<6> For an interesting discussion of the precision
with which ordinary language may communicate information about subjective
experience, see Marcel, 1988, pp. 133-135.
<7> Of course, this presumption might be incorrect
for tacit knowledge, as there is no guarantee that all declarative representations
can be raised to conscious awareness, and so some may be tacit. "Implicit"
learning (and knowledge), by the way, is related to, but distinct from,
tacit knowledge: implicit learning refers to learning that occurs without
conscious involvement (or at least recall), such as learning while anesthetized,
learning by amnesiacs (which may lead to skill acquisition) or visual learning
by blindsight patients (Weiskrantz, 1986). What is learned in this fashion
would typically be unavailable to consciousness subsequently and so tacit.
But tacit knowledge is a more general phenomenon. For example, after learning
how to ride a bicycle we can articulate only the vaguest generalities when
trying to teach others; yet the learning process itself was "fully"
conscious and is "fully" available to conscious recall.
<8> Cytowic has privately reported that such an attribution
was also not his intention.
<9> Although he must be right about that in some tenuous
sense: strictly as a matter of logic, it is always possible to replace a
set of sentences that employ 'theoretical' terms with a set of sentences
that do not and which are equivalent to the first set in its observational
implications. In particular, we can use either Ramsey's technique or Craig's
axiomatization techniques (Ramsey, 1931; Craig, 1956). However, the same
can be said ofany empirical science, and the point is vacuous in
any case: Ramsification of theories eliminates theoretical terms only by
quantifying over them and thus retaining an ontological commitment to theoretical
entities; Craig's axiomatization technique produces a countablyinfinite
collection of axioms, and so is not humanly usable or interpretable.
<10> Some apologists for behaviorism, such as Amsel
(1989), have pointed out, of course correctly, that behaviorists disagreed
with one another and are best viewed as making up different camps. In particular,
Amsel would like us to see neo-behaviorism, as exemplified in the
moderate writings of such behaviorists as Watson (1919) and Skinner (1938),
as a more rational and acceptable viewpoint than radical behaviorism, as
exemplified in the more extreme writings of such other behaviorists as Watson
(1930) and Skinner (1971). The neo-behaviorists acknowledged that verbal
behavior is a legitimate object of study, and Skinner (1950) for example
even employed such concepts as motivation and emotion! What this slides
over is the fact that Skinner's entire program was aimed at producing laws
that either relate stimuli and responses directly or relate these with 'internal'
factors in precise ways so that the latter might be eliminated; indeed,
Skinner's 1950 paper just is an argument that a theory of learning is unnecessary,
because internal states are unnecessary.
<11> It is perhaps worth pointing out that an endorsement
of the use of heterophenomenological data is entirely distinct from an endorsement
of introspection as a methodology, as practised, for example, by Titchner
in the early century. Introspective method aims to take as the data of psychology
one's own phenomenology, on the assumption that one's observations of one's
own mental life are reliable. Heterophenomenology, on the other hand,
takes the reports as data--not whatever subjective phenomonology
may (or may not) have given rise to those reports; the reports themselves
are as public as any other phenomena recorded in scientific data and may
be recorded as reliably. Heterophenomenology allows for Titchner's methodology
to be deeply confused even while taking his subjective reports seriously,
that is as standing in need of scientific explanation.
<12> I should note that Paul Churchland's dismissal
(1981) of such psychological concepts as belief and desire is of a different
variety: he dismisses them in his imagination on the ground that a new,
better science than current psychology will one day provide a complete set
of replacements for psychological predicates using neurophysiological predicates.
Churchland's eliminativism, unlike behaviorism, takes quite seriously the
task of explaining all varieties of behavior using theories that incorporate
theoretical terms, even if it goes on to dismiss one large class of theories
based upon little more than a personal desire.
<13> Scriven's article I especially recommend for
those who believe that an absolute demarcation between fact and value is
possible and that scientific method requires the (impossible) abandonment
of values. It will prove equally therapeutic for those who believe that
there is no objective basis for value judgements.
<14> Cytowic's claim that neural networks employing
backpropagation ipso facto take advantage of emotionality (1993,
pp. 199f) might be thought to argue for the same result. However, the idea
that backpropagation incorporates emotional processing because one of its
inventors, Werbos (1974), was inspired by Freud's concept of the backflow
of psychic energy is, to be generous, unsuccessful. Inspiration may flow
through Werbos, but that alone doesn't show that it flows through neural
networks.
Acknowledgements
I would like to acknowledge the helpful comments I received from Patrick
Wilken, Richard Cytowic and two anonymous referees.
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