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Quantum Consciousness is Cybernetic
Gordon Globus
University of California Irvine
Department of Psychiatry and Human Behavior
360 San Miguel Dr., Suite 603
Newport Beach CA 92660
U.S.A.
ggglobus@uci.edu
Copyright (c) Gordon Globus 1995
PSYCHE, 2(12), August 1995
http://psyche.cs.monash.edu.au/v2/psyche-2-12-curran.html
KEYWORDS: quantum cybernetics, quantum brain dynamics, consciousness, Heisenberg,
Stapp, Umezawa, Yasue, holoworld, quantum cognition.
ABSTRACT: Classical mechanics cannot naturally accommodate consciousness,
whereas quantum mechanics can, but the Heisenberg/Stapp (H/S) approach,
in which consciousness randomly collapses the neural wave function, leaves
the conscious function unrestricted by known physical principles. The Umezawa/Yasue
(U/Y) approach, in which consciousness offers superposed possibilities to
the match with sensory input, is based in the first physical principles
of quantum field theory. Stapp thinks of the brain as a measuring device,
like a Geiger counter, and overlooks that the brain upholds second-order
quantum fields that are symmetry-conserving with respect to reality. Consciousness
is cybernetic rather than having a random function.
1. Introduction
1.1 The current upsurge of intense interest in quantum brain theory and
consciousness (e.g., Hameroff, 1994; Jibu and Yasue, in press; Penrose,
1994; Stapp, 1993) is fueled in large part by what Stapp calls "the
fundamentally holistic character of the quantum mechanical description [of]
nature [which is] perhaps its most basic and pervasive feature" (3.12).
Since consciousness, too, in some difficult to define sense is holistic
in character, the hope has arisen that consciousness can finally be explained
in quantum terms. Classical mechanics, on the other hand, does not naturally
accommodate consciousness, as Stapp nicely shows. His theory of consciousness
is problematically founded, however, which vitiates the impact of his article.
2. The Brain as Measuring Device
2.1 Lets consider Stapp's view that the brain is, at a certain level selected
in evolution, a quantum measuring device where Heisenberg actual events
are conscious events.
The brain is, in effect, treated as a Heisenberg-type quantum measuring
device.
The mental life of each human being is representable as a sub-sequence
of the full sequence of Heisenberg events." (Stapp, 1993, p. 201)
The neural wave function enfolds superposed possibilities, and then consciousness
chooses one classical branch and annihilates the others. The choice is "unruly,"
Stapp (1993, p.32) says, "not individually controlled by any known
law of physics." So the heart of consciousness is random on Stapp's
view. He hopes that some future physics will find a law (1993, p.216), but
it certainly looks like barring an enormous revolution in quantum physics,
Stapp has installed chance deep in his theoretical framework, where the
quantum choices associated with conscious events take place:
The question arises: What determines which of the alternative
possible brain activities is actualized by an actual event? According to
contemporary quantum theory, two factors contribute to that quantum choice.
The first is the local deterministic evolution of tendencies governed by
the Heisenberg equation of motion...Then an actual event occurs. This event
actualizes one of the distinct top-level patterns of brain activity, and
hence selects one of these distinct possible course of action. This selection
is, according to contemporary quantum theory, made by the second factor:
#pure chance#. (Stapp, 1993, p.168-9, emphasis added).
2.2 This unhappy result motivates a reconsideration of the assumption that
the brain is a quantum measuring device. Lets consider a different model,
which I call U/Y, since it is based in Umezawa's (1993) formulation of quantum
field theory and Yasue's extension of quantum field theory to quantum neurophysics
(e.g., Yasue et al, 1988; Yasue, Jibu and Pribram, 1991; Jibu et al, 1994;
Jibu and Yasue, in press). Since Stapp is tightly linked to Heisenberg,
I will call that model, which implies a random function to consciousness,
H/S. I think that the brain is not properly considered a measuring device
in U/Y, and in the reformulation, as we shall see, the troublesome random
effects of consciousness are replaced by a more congenial cybernetic consciousness
which is surprisingly consonant with the traditional notion of self as agent.
3. Yasue's Quantum Brain Dynamics
3.1 The brain is remarkable in that it provides a variety of substrates
for quantum fields. Different brain substrates for quantum fields have different
functions. The sensory quantum field, for example, supervenes on oscillating
biomolecules of high dipole moment in the neuronal membrane. When the pumping
rate reaches a critical value, Froehlich condensation occurs with macroscopic
coherence of quanta (Froehlich, 1968).
3.2 Another quantum field-supporting biosubstrate is a dense nanolevel web
of protein molecules which penetrates neuronal and neuroglial membrane boundaries.
I call this filamentous web the "nanolevel neuropil." Inside the
neuron the nanolevel neuropil consists not only of microtubules but also
neurofibrils and other structures which connect via protein strands to proteins
floating in the cell membrane. Outside the neuron in the synaptic cleft
is the extracellular matrix of collagen and glyco-conjugates, which are
also connected to membrane proteins, so that a pervasive web is formed.
3.3 There are quasi-crystalline water molecules within the microtubules
and associated with hydrophylic regions on the web of protein fila- ments.
This ordered water is yet another brain biosubstrate for a quantum field
which supports super-radiance and self-induced trans- parency within the
microtubules (Jibu et al, 1994).
3.4 Jibu and Yasue (1992, 1993) have proposed, following some earlier suggestions
by Umezawa (e.g. Ricciardi & Umezawa, 1967), that vacuum states of this
water rotational field record memory. I have suggested that the function
of the nanolevel neuropil is cognitive (Globus, 1995).
3.5 There is a fourth quantum field substrate where an interaction takes
place between the sensory quantum field and the cognition/memory quantum
field. This is a plasma of charged particles interacting with the electromagnetic
field. The structure of this bio-plasma is peculiar: it is divided into
two very thin layers separated by a permeable membrane. Membrane channels
open and close, and ions rush back and forth between the two layers down
electrical and chemical gradients. It is in this perimembranous bioplasma,
whose state is given by the ionic density distribution, that sensory and
cognition/memory quantum fields interact. In this interaction of quantum
fields, classical orders may be formed (as when the multiplication of complex
conjugates gives a real number).
4. U/Y v. H/S
4.1 The conception of the brain is far richer in U/Y than H/S; for U/Y,
the brain generates second order quantum fields. A Geiger counter or Schroedinger's
cat box has a quantum field description (as a Bogoliubov transformation
of the quantized field) but such ordinary measurement devices do not sustain
quantum fields like the brain does. So reality is described by wave functions,
both microscopic and macroscopic, and among those macroscopic realities
are well- developed human brains which themselves sustain quantum fields
and their interactions.
4.2 We should not think of these second order quantum fields as making measurements
but as offering possibilities to the match. Both sensory input and cognition/memory
participate in the evolution of the state variable by offering possibilities
to the match, but the latter is far richer than the former. I have previously
called this rich quantum plenum of superposed possibilities the "holoworld"
(Globus, 1987) and suggested that the probabilities of the various possibilities
are tuned (Globus, 1995). The more limited possibilities of sensory input
continually interact with the tuned holoworld, and a classical order continually
unfolds in the perimembranous bioplasma.
4.3 So instead of a measurement collapsing the wave function of a quantum
field to a classical order, we have a match between quantum cognition/memory
and quantum reality, a match in which classical order is unfolded.
5. Quantum Cybernetics
5.1 In the U/Y model, there is no consciousness with a random core. Instead
consciousness is cybernetic. We need more background in Yasue's quantum
brain dynamics to see how this works. (See especially Yasue et al (1988)
and Yasue, Jibu & Pribram (1991)).
5.2 The ionic density distribution of the perimembranous bioplasma is the
state variable. The phase waves of the sensory and cognition/memory quantum
fields are control variables. The cybernetic system is accordingly described
by a wave function equal to the phase waves multiplied by the square root
of the ionic density distribution. The equation for the evolution of this
wave function is Schroedinger-like. The wave function of the cognition/memory
quantum field steers the evolution of the perimembranous bioplasma toward
certain possibilities, some of which are actualized in the complex match
with the possibilities of the sensory input flux.
5.3 What rids U/Y of the randomness at the heart of H/S is that funda- mental
physical conservation laws come into play, so that the quantum field interactions
in the perimembranous bioplasma are symmetry- conserving with respect to
sensory input. Cognition/memory is tied to reality in virtue of the match,
and the result of the match conserves real invariance. Furthermore, there
is a fundamental optimization principle, identical to Hamilton's principle
of least action (in which the kinetic energy minus the potential energy
is minimized along the trajectory of a moving particle), as applied to a
particular system's dynamics. So evolution of the neural wave function is
not random but optimized under Yasue's principle of least neural action.
5.4 Instead of consciousness collapsing a quantum superposition in a succession
of quantum jumps, we have consciousness offering a quantum plenum of superposed
possibilities to the match with the more restricted possibilities of sensory
input. Instead of a saltatory world line in the Heisenberg succession of
objective tendencies and actual events, there is a continuous unfolding
of worlds from a holoworld.
5.5 The quantum cybernetics here are nonlocal in one of Stapp's senses (D.4c).
Now one of the self's defining properties is that it has no location. (Thus
Descartes distinguishes res cogitans from res extensa.) Furthermore,
the self, as agent, controls. It is tempting to identify the unlocalizable
self with nonlocality and its control with quantum cybernetics. Succinctly
put: I am nonlocal control. So instead of the randomness at the core
of consciousness found in H/S, there is nonlocal control construed as self-agency.
6. Conclusion
6.1 Classical mechanics cannot naturally accommodate consciousness, whereas
quantum mechanics can, but the Heisenberg/Stapp approach, in which consciousness
collapses the neural wave function, leaves the conscious function unrestricted
by known physical principles, which is suspiciously Cartesian. Thus despite
its quantum basis, Stapp leaves quantum brain theory and quantum consciousness
mired in metaphysics.
6.2 For the Umezawa/Yasue approach, in contrast, consciousness (qua cognition/memory)
participates in an interaction. Consciousness is a quantum eruption offering
possibilities to the match with sensory input and thus with reality. Mental
states are not randomly chosen in mental acts but conserve real symmetry
and evolve under optimal control (i.e., minimization of the neural action).
Cybernetic conscious- ness here is fully consistent with the first physical
principles of quantum field theory.
6.3 The key moves in shifting from H/S to U/Y are (1) recognizing that brain
substrates uphold second-order quantum fields, and so should not be treated
as ordinary physical measuring devices, and (2) replacing the random collapse
of the neural wave function by a complex match which conserves input symmetry
in the unfolding of classical orders.
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