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On The Neural Mechanisms of Sequence Learning
Tim Curran
Department of Psychology
10900 Euclid Avenue
Case Western Reserve University
Cleveland, Ohio 44106-7123
U.S.A.
tec3@po.cwru.edu
Copyright (c) Tim Curran 1995
PSYCHE, 2(12), August 1995
http://psyche.cs.monash.edu.au/v2/psyche-2-12-curran.html
KEYWORDS: Implicit Learning, Sequence Learning, Serial Reaction Time, Basal
Ganglia, Motor Cortex, Prefrontal Cortex.
Abstract
Nissen and Bullemer's (1987) serial reaction time task (SRT) has proven
to be a useful model task for exploring implicit sequence learning. Neuropsychological
research indicates that SRT learning may depend on the integrity of the
basal ganglia, but not on medial temporal and diencephalic structures that
are crucial for explicit learning. Recent neuroimaging research demonstrates
that motor cortical areas (primary motor cortex, premotor cortex, supplementary
motor cortex), prefrontal, and parietal cortex also may be involved. This
paper reviews this neuropsychological and neuroimaging research, but finds
it lacking specific links between structure and function. In order to promote
better functional hypotheses, the second part of the paper examines the
function of these brain areas (basal ganglia, motor cortical areas, prefrontal
cortex, parietal cortex) from a broader perspective. Neuroimaging and neuropsychological
research with human subjects, as well as neurophysiological and lesion research
with animals, suggests a number component operations that these brain mechanisms
may contribute to learning in the SRT task.
1. SRT Learning
Introduction and Background
1.1 Nissen and Bullemer (1987) introduced a serial reaction time (SRT) task
to study sequence learning via performance improvement. Reaction time (RT)
improvements, despite little measurable explicit knowledge of the sequence,
suggested that learning occurred without awareness of the sequence. The
disappearance of these RT improvements when subjects were distracted by
a concurrent tone-counting task suggested that learning was dependent upon
attention. The ability of amnesics patients with Korsakoff's syndrome to
show such RT improvements has been interpreted as suggesting that this learning
did not depend on the brain structures that are critically involved in explicit
learning, and also that SRT learning does not require explicit knowledge.
Thus, Nissen and Bullemer (1987) not only introduced a influential paradigm
for the study of sequence learning, but also helped define the major questions
that students of sequence learning continue to debate and explore: awareness
(e.g., Shanks & St. John, 1994), attention (e.g., Cohen, Ivry, &
Keele; Curran & Keele, 1993; Stadler, 1995) and underlying neural mechanisms.
The present paper provides a critical review of research relevant to the
latter question: What are the neural mechanisms of sequence learning? First,
neuropsychological and neuroimaging experiments using the SRT task will
be reviewed. This research suggests certain neural mechanisms that are involved
in spatial sequence learning, but has yet to precisely identify the function(s)
that these mechanisms may contribute. With these candidate brain mechanisms
in mind, the second part of the paper considers evidence from other domains
that may help specify their functional roles in sequence learning.
1.2 The SRT task provides a simple model for the study of serial learning
processes that underlie of a variety of human behaviors from motor coordination
to language. Serial learning has been investigated from perspectives ranging
from the motor control tradition (Rosenbaum, 1987) to the verbal learning
tradition (Jensen & Rohwer, 1965). Much of this previous work on serial
learning has been done under intentional learning conditions. The present
review concentrates on research related to implicit sequence learning for
two primary reasons. First, many of the real-world sequential behaviors
that we learn, from walking to grammatical speaking, appear to be learned
unintentionally and often without explicit awareness of the requisite sequential
regularities. Second, knowledge of the underlying neural mechanisms of implicit
sequence learning-- and how they differ from the brain mechanisms that are
known to normally support explicit learning and memory-- might provide evidence
that is relevant to debates over the separability of implicit and explicit
learning. Most of the evidence on the neural mechanisms of implicit sequence
learning has used the SRT task. Other evidence from related domains such
as artificial grammar learning (Knowlton, Ramus, & Squire, 1992; Knowlton
& Squire, 1994) and other forms of "procedural learning" (for
reviews see Gabrieli, 1994; Willingham, 1992) is not reviewed.
Methodological Issues
1.3 On each trial of the SRT task, a visual stimulus (typically an x-mark
or asterisk) is presented at one of three or four spatially distinct locations.
The subject has an equal number of corresponding response keys and presses
the correct key as quickly as possible on each trial. The visual signal
disappears upon the subject's response then another signal appears over
a different position after a short response-stimulus interval (RSI is typically
200-500 ms, longer RSIs may preclude learning, Frensch & Miner, 1994).
Unbeknownst to subjects, often the visual signal follow a specific repeating
sequence. For example, Nissen & Bullemer (1987) used 4 spatial positions,
and designating the positions as 1 to 4 from left to right, their sequence
was 4-2-3-1-3-2-4-3-2-1 (hereafter called the N&B sequence). The visual
signal moves from position 4 to 2 to 3 etc. The beginning and end of the
sequence are not designated in any way, so the end of the sequence cycles
directly back to the beginning. A typical block of trials contains 6 to
10 cycles of the repeating sequence.
1.4 Sequence learning cannot be assessed by merely measuring the reaction
time (RT) improvement across trials, because RT tends to improve as subjects
become practiced with nonsequential aspects of the task-- such as becoming
more proficient with the stimulus-response mapping. Therefore, learning
is typically measured as the RT difference between a block of trials that
follows the repeating sequence and an adjacent control block that does not
follow the sequence. The most commonly used control block presents stimuli
at pseudorandom locations with the constraint that the same position is
not immediately repeated (the to-be-learned sequence typically does not
have immediate repetitions either). Here I will refer to sequential blocks
as "S" and pseudorandom blocks as "R". Thus, an experimental
design with 4 sequential blocks followed by two random blocks will be abbreviated
as: S-S-S-S-R-R or 4S-2R. The RT difference between adjacent random and
sequence blocks that serves as the primary performance measure of SRT learning
similarly can be denoted R-S (R minus S).
1.5 Bullemer & Nissen (1987) also developed a variant of the SRT task
to assess explicit knowledge of the sequence. The Generate Task is a cued-recall
task in which subjects are shown a visual signal, then are asked to explicitly
predict which stimulus will appear next. Unlike the SRT task, subjects are
encouraged to respond slowly and accurately because accuracy is the primary
dependent measure. The Generate Task is often given after the SRT task with
stimuli occurring in the same sequence as in the SRT. Accurate generation
performance is taken to reflect explicit knowledge of the sequence. College
students have shown significant R-S learning differences in the SRT task,
despite inaccurate generation performance (Cohen, Ivry, & Keele, 1990;
Willingham, Nissen, & Bullemer, 1989). Thus, it has been inferred that
SRT learning is implicit, though such inferences have not gone unchallenged
(e.g., Perruchet & Amorim, 1992; Shanks & St. John, 1994).
1.6 Much of the review that follows is somewhat critical of the methodology
that has been used to investigate the neural mechanisms of sequence learning.
There are three issues that are especially important for interpreting results
from these studies. First, insofar as we are interested in implicit sequence
learning, one must consider the possibility that various effects or between-group
differences might be attributable to explicit knowledge. Though SRT learning
may not require explicit knowledge, explicit knowledge clearly enhances
SRT learning (Curran & Keele, 1993; Perruchet & Amorim, 1992; Willingham
et al., 1989). The proper method for assessing explicit knowledge is not
agreed upon (e.g., Cohen & Curran, 1993; Perruchet & Amorim, 1992;
Shanks & St. John, 1994; Willingham, Greenley, & Bardona, 1993),
but available methods allow some interpretive leverage.
1.7 Second, interpretation of group differences is often complicated by
differences in overall reaction time. The primary performance measure of
sequence learning is the RT difference between responses occurring to sequentially
determined events versus pseudorandomly occurring events (R-S). Such RT
differences scores can be inflated by increases in overall RT (Chapman,
Chapman, Curran, & Miller, 1994), so RT differences cannot be unambiguously
compared between a faster group (e.g., control subjects) and a slower group
(e.g., patients with Huntington's disease or Korsakoff's syndrome). Realizing
this problem, investigators have sometimes expressed sequence learning as
the proportion of the RT difference over the baseline RT ([R-S]/R) or used
logarithmic transformations. These methods are based on an implicit assumption
that the regression of R-S on R is linear with an intercept of zero-- an
assumption that may be false (see Chapman et al., 1994 for a more thorough
discussion). Thus, conclusions such as, "Group X showed greater learning
than Group Y", cannot be unequivocally accepted when X and Y differ
on baseline RT-- even when RTs are transformed.
1.8 A final issue that deserves considerable attention when interpreting
studies of sequence learning concerns the structure of the to-be-learned
sequence and the manner in which it differs from the non-sequential control
condition. Most studies compare RT to sequential stimuli (S) versus RT to
pseudorandom stimuli (R). A number of researchers have correctly argued
that, depending on the structure of the to-be-learned sequence, pseudorandom
trials may not be the proper control for the assessment of sequence learning
(Jackson & Jackson, 1992; Reed & Johnson, 1994; Shanks & St.
John, 1994). Consider the N&B sequence which has been most commonly
used in neuropsychological investigations : 4-2-3-1-3-2-4-3-2-1. This sequence
differs from pseudorandom trials in a number of ways that may enable learning
of nonsequential information. First, some positions occur more frequently
than others (1 & 4 occur twice; 2 & 3 occur three times). On average,
each position occurs equally often in a pseudorandom condition, so RTs to
a block of sequential trials could be faster than those to pseduorandom
trials merely because the subject has learned that 2 and 3 are more likely
to occur than 1 and 4. Such learning of relative frequency may be interesting
in its own right (e.g., Hasher & Zacks, 1984), but this is not the kind
of sequential learning that is claimed to be the object of study with the
SRT paradigm.
1.9 Second, differences in first-order probabilities confound the comparison
of Nissen & Bullemer's sequence to pseudorandom trials. Though the sequence
does not contain uniquely predictive pairwise associations, the sequence
contains pairwise associations that are probabilistically predictive (Jackson
& Jackson, 1992; Stadler, 1992). For example, 3 is followed by 2 more
than by 1; or, 4 is followed by 2 or 3 but never by 1. For pseudorandom
trials, these pairwise probabilities should, on average, be equivalent (each
position is equally likely to be followed by any other position). Therefore,
a subject who learns which positions are most likely to be followed by which
others may show faster RT for sequence trials than to pseudorandom trials
without learning any information that is truly sequential. By "truly
sequential" I mean information that involves learning the relationship
between multiple stimuli rather than simple pairwise associations between
adjacent stimuli.
1.10 Each of the issues -- explicit knowledge, baseline RT differences,
and sequence structure -- will be considered in interpreting the experiments
that are reviewed. It will become apparent that few experiments pass the
criteria for unambiguous interpretation on each of these issues, and indeed,
unambiguous criteria for assessing explicit knowledge do not exist. Dwelling
on these issues does not entail a call for the dismissal of any experiment,
but merely represents a prod toward interpretive caution. Fortunately, more
recent neuropsychological studies of sequence learning are methodologically
cleaner than their predecessors but have generally reached similar conclusions.
Theoretical Foundations
1.11 To understand the mapping between cognitive abilities (e.g., sequence
learning) and neural mechanisms, it is useful to start with a theory of
the underlying mental processes. Indeed, Marr (1982) considered implementational
theories that specify neural mechanisms as subordinate to computational
and algorithmic theories. From other perspectives (e.g., Kosslyn, 1994)
understanding behavior at the cognitive and neural levels can proceed in
a more interactive fashion. Given the current lack of coherent cognitive
theories of sequence learning, consideration of the underlying neural mechanisms
cannot be completely guided by computational and/or algorithmic theories.
However, I will present a cursory review of the sorts of processes that
behavioral research has implicated in sequence learning.
1.12 Two recurrent connectionist models have been successfully applied to
SRT learning (Cleeremans & McClelland, 1991; Cleeremans, 1993a, 1993b;
Keele & Jennings, 1992). Though details differ, both models exemplify
how learning might be accomplished by high-level associations between some
combination of previous stimuli and the next stimulus and/or response. For
example, in learning the sequence 1-2-1-4-2-3-4-1-3-2-4-3, these networks
might learn that 1-2-1 is followed by 4, 2-1-4 is followed by 2, etc. More
generally, the hidden-unit representation of each stimulus is shaded by
the identity of all preceding stimuli with remote stimuli exerting a lesser
influence than immediately prior stimuli (see Cleeremans, 1993b, for an
excellent discussion of the representations developed by such recurrent
networks). In general, a mechanism that learns only pairwise associations
between adjacent stimuli is computationally insufficient to underlie all
sequence learning. This has been made clear by numerous demonstrations of
SRT learning of sequences that do not contain predictive pairwise associations
(Cleeremans & McClelland, 1991; Cohen et al., 1990; Reed & Johnson,
1994; Stadler, 1993), so brain systems that are know to learn only pairwise
associations are not sufficient.
1.13 The notions of hierarchic representation and chunking have also been
invoked to play a role in sequence learning. The basic idea is that a sequence
such as 1-2-3-2-13 can be chunked as 1-2-3, 2-3-1 or 1-2, 3-2, 3-1. Hierarchic
representation posits the further idea that sequences are represented at
multiple levels such as entire sequences (1-2-3-2-13), chunks (1-2-3, 2-3-1)
and individual elements within these chunks. Compelling evidence for such
hierarchic coding has been obtained in studies of explicit sequence learning
(e.g., Gordon & Meyer, 1987; Povel & Collard, 1982; Restle &
Burnside, 1972), but the evidence for hierarchic coding in implicit SRT
learning is merely suggestive. Keele and his colleagues (Cohen et al., 1990,
Curran & Keele, 1993; Keele & Curran, in press; Keele & Jennings,
1992; also see Servan-Schreiber & Anderson, 1990) have suggested that
sequences can be hierarchically represented when learning proceeds without
distraction. This idea primarily comes from research showing that learning
of complex sequences (those for which first-order associations are ambiguous
and insufficient for learning) is more drastically impaired by distraction
than simpler sequences with some predictive first-order information (Cohen
et al., 1990; Curran & Keele, 1993). Recurrent network simulations have
suggested that learning of these complex sequences benefits from chunking
(Keele & Jennings, 1992). Other research has shown that the standard
distraction task that is used in SRT research (tone counting) seems to impair
learning by disrupting the ability to parse sequences into consistent chunks
(Stadler, 1995).
1.14 Another question that is particularly useful for guiding the search
on the neural underpinnings of sequence learning concerns the extent to
which SRT learning is best characterized as the learning of stimulus sequences,
responses sequences, or stimulus-response sequences. Behavioral research
with the SRT task has clearly shown that sequence learning cannot be purely
explained at the level of motor execution. Learning can transfer across
different effectors (e.g., Keele, Jennings, Jones, Caulton, & Cohen,
1995; Stadler, 1989) and learning can be demonstrated in cases where stimulus
sequences have been decoupled from response sequences (Howard, Muter, Howard,
1992; Mayr, 1994). Thus, the neural mechanisms of sequence learning are
unlikely to be exclusively localized to the motor systems of the brain.
However, response-based systems that operate at a higher-level than specific
effectors are likely to be involved. Keele et al. (1995) found nearly perfect
transfer across effectors when the response modality remained the same (key
pressing with three fingers versus one finger) but transfer was less complete
across different response modalities (key pressing to verbal responses).
Thus, learning may have a response-specific component but not an effector-specific
component, and the existence of manual-verbal transfer (even if incomplete)
makes a purely response-based mechanism unlikely -- as do demonstrations
of learning that is completely response-independent (Howard et al., 1992;
Mayr, 1994).).
1.15 A final theoretical question concerns the distinction between implicit
and explicit sequence learning. As previously mentioned, the ability of
subjects to show SRT learning without awareness is currently debated (see
Shanks & St. John, 1994). However, even if one assumes (as I do here)
that SRT learning can be implicit, the theoretical relevance of this distinction
for understanding the neurocognitive mechanisms of sequence learning remains
unclear. Unlike research on implicit memory (for review see Roediger and
McDermott, 1993) -- which is primarily driven by the search for functional
dissociations between implicit memory and a vast body of research on explicit
memory -- we know very little about explicit learning in the SRT task. Rather
than searching for experimental variables that might differentially effect
implicit versus explicit sequence learning -- to establish functional dissociations
-- SRT researchers have typically adopted the strategy of trying to investigate
implicit learning under conditions in which the effects of explicit knowledge
are undetectable. As mentioned in regard to hierarchic coding, we do know
something about explicit sequence learning, but this comes from paradigms
that are quite different from the SRT task (e.g., Gordon & Meyer, 1987;
Povel & Collard, 1982; Restle & Burnside, 1972). Comparisons between
implicit and explicit learning within the same task are sorely needed, but
there are a few hints about how implicit and explicit leering may functionally
differ that I will briefly review.
1.16 First, Willingham et al. (1989) found that subjects with explicit sequence
knowledge are more likely to show anticipatory responding on the SRT task
than subjects with little or no explicit knowledge. That is, explicit knowledge
may allow subjects to anticipate the identity of a forthcoming stimulus
before it actually appears. Implicit knowledge, in contrast, may only reflect
a kind of priming whereby processing of a stimulus and/or response is facilitated
by prior knowledge but this prior knowledge is not sufficient for actual
anticipation. Only two experiments have actually included a group of subjects
in an explicit learning condition. Curran and Keele (1993, Experiment 1)
showed that subjects who explicit learned a sequence showed a large reaction
time advantage over subjects who learned implicitly. However, this advantage
disappeared when both groups were transferred to a condition with distraction.
Thus, whatever is responsible for the advantage of explicit over implicit
sequence learning (e.g., anticipation) depends upon freedom from distraction.
Frensch and Miner (1994, Experiment 1) also directly compared subjects who
learned implicitly against those who learned explicitly. Implicit learning
was found when the response-stimulus intervals (RSI) were brief (500 ms)
but not when they were longer (1500 ms). Though explicit learning was also
inversely related to RSI, it was still significant after the longer intervals.
Thus, implicit SRT learning seems to demand short RSIs but explicit learning
can proceed at longer RSIs. Frensch and Miner suggest that implicit sequence
learning depends upon the co-activation of stimuli in short-term memory
in order for them to become associated, and this activation might not persist
across long RSIs. One might speculate that all of these characteristics
of explicit SRT learning-- anticipation, sensitivity to distraction, robustness
to longer RSIs-- are related to some sort of working memory contribution.
An active rehearsal process may be necessary for maintaining activation
of information across longer time periods during learning. After learning,
such a control process can generate the identity of the next event to guide
anticipatory responding, but this capacity for anticipation might be disabled
by distraction (for a formal model that embodies similar ideas see Cleeremans,
1993a).
1.17 In summary, our theoretical understanding of SRT learning is incomplete,
but some general principles have been elucidated. It is clear that two types
of mechanisms would be insufficient for implicit sequence learning (and
almost certainly insufficient for explicit sequence learning as well). First,
a purely response-based mechanisms is insufficient because learning can
be response-independent. Second, a mechanism that can only form pairwise
associations between adjacent stimuli/responses is insufficient. The underlying
representations need to associate multiple stimuli, and likely mechanisms
for establishing such higher-order associations include recurrent networks,
chunking, and/or hierarchic representation. Implicit and explicit SRT learning
have not been well differentiated, but the available evidence suggests that
only explicit learning can lead to anticipatory responding, explicit learning
can span longer RSIs than implicit learning, and explicit learning is more
drastically affected by distraction than implicit learning.
2. Review of SRT Research on Neural Mechanisms
SRT Learning in Patients with Explicit Memory Deficits
2.1 A number of experiments have examined the sequence learning abilities
of patients with explicit memory deficits. Profound impairments in explicit
learning and memory have been reported in patients with organic amnesia
(e.g., Mayes, 1988; Parkin & Leng, 1993) and Alzheimer's disease (e.g.,
Albert & Moss, 1992; Huppert, 1991; Kopelman, 1992). Whether such patients
can learn in the SRT task has been of interest for 2 primary reasons. First,
spared SRT learning in patients with explicit learning impairments suggests
that SRT learning may not depend on the brain regions that are crucial for
explicit learning. Amnesic patients typically have damage to medial temporal
lobe regions, including he hippocampus, or to the diencephalon (Parkin &
Leng, 1993; Squire, Amaral, & Press, 1990) whereas Alzheimer's disease
has more widespread effects which include neurofibrillary tangles and neuritic
plaques in limbic, temporal and posterior association cortex, and frontal
regions which are involved in explicit learning and memory (Arnold, Hyman,
Flory, Damasio, & Van Hoesen, 1991). Second, given that these patients
have explicit memory deficits, spared learning might be taken as evidence
that SRT learning is truly implicit. This inference is not universally accepted.
For example, Shanks & St. John (1994) have suggested that amnesic performance
may be irrelevant to the question of whether learning is unconscious. Because
tests of explicit knowledge are given after learning, an amnesics inability
to explicitly remember the sequence tells us little about his or her awareness
of the sequence during learning. That is, the amnesic might have been aware
of the sequence during learning, but may have forgotten. The present review
will generally consider the performance of such patients as providing information
about possible neural mechanisms rather than about awareness. Because studies
of SRT learning under pharmacologically induced amnesia do not isolate effects
on particular neural mechanisms, and are more typically thought relevant
to issues of awareness, these studies are not considered (e.g., Knopman,
1991b; Nissen, Knopman, & Schacter, 1987) 2.2 Consideration of the neural
mechanisms of sequence learning began with Nissen & Bullemer's (1987)
experiment with 6 Korsakoff's patients. Each block contained 100 trials
with their 10-element sequence in a design in which 4 sequence blocks were
followed by 4 pseudorandom blocks (hereafter, "4S-4R"). Both Korsakoff's
patients and control subjects were significantly faster for sequence blocks
than pseudorandom blocks. Korsakoff's were marginally slower than controls,
and the group by condition interaction suggests that the learning effect
was greater for controls than Korsakoff's patients. The difference between
groups could reflect explicit knowledge since all of the control subjects
but none of Korsakoff's patients reported noticing a sequence. Nissen and
Bullemer examined learning for each element of the sequence by comparing
RT to each element with RTs to the same position within pseudorandom blocks.
Chunking patterns were inferred by examining the patterns of RT differences
for each element, and both groups displayed similar chunking. Although the
significance tests were not reported for each sequence element, it appears
that subjects from both groups were learning more than relative frequencies.
Whether anything more than pairwise probabilities were learned, especially
for Korsakoff's patients, remains unclear.
2.3 Nissen, Willingham, & Hartman (1989) extended Nissen and Bullemer's
result in an experiment that included a delayed-retention measure. Seven
Korsakoff's patients, 8 alcoholic controls, and 7 healthy elderly participated
in 2 sessions, separated by one week. The design of each session was 4S-1R.
Korsakoff's were significantly slower overall. In the first session, all
groups were significantly faster for sequential than random trials. All
groups showed similar retention of sequence knowledge across the week delay,
as inferred from similar RTs in the last sequence block of the first session
and the first sequence block of the second session. Similar to Nissen &
Bullemer (1987), the Korsakoff's patients were less likely to report explicit
knowledge of the sequence. If such differences in reported explicit knowledge
influenced SRT performance, one would expect the patients to show less SRT
learning, but they did not. Unlike Nissen and Bullemer (1987), Nissen et
al (1989) found no differences in sequence learning between patients and
controls. However, this equivalence must be interpreted cautiously since
the Korsakoff patients were significantly slower, and therefore their random
minus sequence differences may be artifactually inflated.
2.4 The research with Korsakoff's patients from Nissen's lab (Nissen &
Bullemer, 1987; Nissen et al., 1989) is generally accepted to demonstrate
that implicit sequence learning does not depend on the diencephalic brain
mechanisms that are damaged by Korsakoff's syndrome. This conclusion is
limited by the slower reaction time of Korsakoff's patients and the exclusive
use of the N&B sequence. As previously discussed, sequence learning
must be generally controlled by a mechanism that learns more than pairwise
associations, but learning of the N&B sequence might reflect pairwise
learning. This issue is particularly important in studies of human amnesia
because many theories of medial temporal lobe function have emphasized the
role of these brain areas for learning higher-order associations between
multiple stimuli. For example, it has been suggested that the hippocampus
is involved in chunking (Wicklegren, 1979), configural learning (Sutherland
& Rudy, 1989), relational learning (Cohen & Eichenbaum, 1993), or
stimulus-stimulus re-representation (Gluck & Myers, 1993; Myers &
Gluck, 1994). Particularly relevant to sequence learning are findings that
rats with hippocampal lesions can learn simple pairwise associations, but
cannot solve conditional learning problems in which a cue given at time
t, predicts different consequences depending on a preceding cue that was
presented at time t-1 (Leaton & Borszcz, 1990; Ross, Orr, Holland, &
Berger, 1984; but for contradicting results see, Jarrard & Davidson,
1991; Skinner et al., 1994). Such research suggests that the hippocampus
may be necessary for learning higher-order associations that are mediated
by more than a simple pairwise contingency between two stimuli.
2.5 According to such theories Korsakoff's patients may have learned the
N&B sequence because (a) their hippocampus and related medial temporal
structures are intact and the diencephalon is not part of the functional
circuit that is addressed by these theories, or (b) the N&B sequence
was learnable by their residual pairwise learning capabilities (Knowlton,
Gluck, & Squire [1994] have confirmed that amnesics can learn first-order
probabilities in a non-sequential paradigm). These possibilities have recently
been addressed by Reber and Squire (1994) who studied a group of nine amnesic
patients with mixed etiologies (including 6 with diencephalic damage and
2 with hippocampal damage). In the first session of Experiment 1, amnesic
and control subjects showed a similar reaction time slope across four 100-trial
blocks with the N&B sequence. In a second session, subjects were given
10 training blocks with a different sequence that was structurally identical
to a N&B sequence. After a retention interval that was filled with various
tests of explicit knowledge, the amnesic patients showed a reaction time
difference between a random and sequence blocks that was not significantly
different from that of control subjects. Tests of explicit knowledge were
able to detect explicit knowledge in control subjects but not in amnesic
patients. A second experiment used a design that was similar to the second
session of Experiment 1, but it used a sequence for which pairwise associations
are insufficient for learning (2-3-4-2-1-4-1-3-1-2-4-3...). Overall reaction
times were similar for amnesic and control subjects. As in Experiment 1,
control and amnesics subjects did not show significantly different amounts
of learning. This experiment provides the clearest evidence to-date that
amnesic patients show normal SRT learning with a sequence that demands more
than pairwise associations. However, it should be noted that the amnesic
patients consistently showed nonsignificant trends that were suggestive
of less learning than controls. These slight differences might reflect some
contribution of explicit knowledge (which was thoroughly assessed with multiple
measures) in control subjects who showed consistently greater levels of
explicit knowledge than amnesic subjects.
2.6 Reber and Squire's (1994) finding that amnesic patients can learn relationships
among multiple stimuli appears to be at odds with the theories stressing
the importance of the medial temporal lobe (and especially the hippocampus)
for complex associative learning. There are many possible reasons for this
discrepancy. Many of these theories (e.g., Cohen & Eichenbaum, 1993;
Gluck & Myers, 1993; Sutherland & Rudy, 1989) have been focused
toward explaining the results of animal lesion studies and have not been
well tested in human amnesics. Given that debates over the merits of these
theories often center on lesion specificity (e.g., Eichenbaum, Otto, &
Cohen, 1994), it should not be surprising that a group of amnesic subjects
with heterogeneous lesions sites (often concentrated in the diencephalon
rather than hippocampus) failed to show corroborative results. It is unclear
if Reber and Squire's patients with diencephalic versus hippocampal lesions
showed similar patterns. Given that the majority of the amnesic patients
had diencephalic damage, it is possible that these results do not extend
equally amnesic patients with different areas of brain damage, but Cleeremans
(1993b) also reported successful sequence learning in a single amnesic with
medial temporal lobe damage resulting from herpes encephalitis. Future research
will be needed to determine if the present results reflect a deficiency
in these theories or an anatomical discrepancy. For the present purposes,
the weight of the evidence suggests that the brain areas damaged in amnesia
do not significantly contribute to sequence learning.
2.7 A few studies have investigated sequence learning in patients with Alzheimer's
disease (AD). Knopman & Nissen (1987) used N&B's sequence in a 4S-1R
design with 100 trials per block. Overall, AD patients were nearly twice
as slow as controls, but the groups showed a similar R-S RT difference of
about 100 ms. Most of the controls reported noticing a repeating sequence
compared to only 1 of 28 AD patients. Thus, interpretation is clouded by
differences in explicit knowledge that are likely to inflate the SRT learning
measure of control subjects, and extremely slow RTs that are likely to inflate
the SRT learning measure of the AD patients.
2.8 A later study investigated retention of sequence knowledge by including
a second session after 1-2 weeks: Session 1, 4S-1R; Session 2, 2S-1R (Knopman,
1991a). The session 1 results were very similar to those of Knopman and
Nissen (1987) -- AD patients were much slower than controls, but showed
a similar R-S learning effect. When RTs were log-transformed to alleviate
between-group differences in variability, the AD showed less learning than
controls. In an attempt to measure retention in a manner that would be unconfounded
with group differences in initial learning, 8 AD patients and 14 controls
were selected who showed a R-S difference greater than 50 ms in the first
session. The RT difference between the last block of session 1 and the first
block of session 2 served as the measure of retention. The groups were not
significantly different when sequence retention was measured with either
raw or log-transformed RTs. The controls were only marginally better than
AD patients on a test of explicit knowledge (the generate task) given at
the end of the second session.
2.9 Grafman et al. (1990) tested a large group of inpatients with AD (n3D42)
on the N&B sequence. AD subjects completed 7, 100-trial blocks (2R-4S-1R)
and showed a R-S difference of over 150 ms. Control subjects were not used,
so it is unclear if this learning effect and baseline RTs were "normal".
The range of mean RTs (about 500 - 800 ms) was somewhat lower than the AD
patients in previous studies (about 750 - 1000 ms, Knopman, 1991a; Knopman
& Nissen, 1987), but probably above the range of age-matched controls.
2.10 Ferraro, Balota, & Connor (1993) replicated the Knopman and Nissen
(1987) experiment with two subgroups of AD patients, as well as a group
of non-demented Parkinson's patients that will be discussed later. Ferraro
et al. used a dementia rating scale to differentiate between mildly and
very mildly demented AD patients. No differences were detected between very
mildly demented AD patients and elderly controls in either baseline RT or
R-S learning (RTs were log-transformed). In contrast, the mildly demented
group was much slower and showed little or no R-S learning. Explicit knowledge
was not assessed, but this does not undermine the conclusion that Alzheimer's
dementia impaired sequence learning. 2.1.11 In summary, experiments with
subjects who have explicit learning and memory deficits have shown rather
variable SRT learning, but some useful conclusions might be drawn. Experiments
with Korsakoff's patients and other medial temporal lobe amnesics have shown
relatively normal SRT learning. Therefore, implicit sequence learning probably
does not depend on the diencephalic and medial temporal structures that
are crucial for explicit learning and memory. Alzheimer's patients have
given more variable results. This variability may reflect the diffuse and
heterogeneous pattern of neuropathology that is associated with Alzheimer's
disease. Given amnesics' normal sequence learning, it might be inferred
that sequence learning deficits in some Alzheimer's patients are attributable
to the abnormal functioning of brain areas other than the diencephalon and
medial temporal lobes.
SRT Learning in Patients with Striatal Disfunction
2.11 A number of investigators have studied the sequence learning ability
of patients with Huntington's (HD) or Parkinson's (PD) diseases. Because
these progressive diseases are prominently associated with striatal disfunction,
these studies are considered to test the general proposal that skill learning
depends on the integrity of the striatum (e.g., Gabrieli, 1994; Mishkin
& Appenzeller, 1987; Squire, 1992). Knopman & Nissen (1991) were
the first to report a sequence learning deficit in HD patients. The HD sample
included subjects with a range of disease durations and medications. Subjects
were given 4 blocks of SRT trials (100 trials/block) with the N&B sequence
followed by a block of pseudorandom trials (4S-1R). The RT difference between
the last sequential block and the pseudorandom block was greater for controls
than for HD patients. Furthermore, every control subject, but only 9 of
13 HD subjects, were faster in the sequence than random block. Therefore,
it might be inferred that HD subjects showed less sequence learning than
control subjects. This conclusion is subject to a few qualifications. First,
HD subjects were slower overall than controls, so comparison of RT differences
between groups may be compromised by scale effects. However, since slow
performance tends to inflate reaction time differences (Chapman et al.,
1994), it is unlikely that slower RTs artifactually decreased the HD learning
effects in comparison to control subjects. Second, the control group tended
to exhibit more explicit knowledge of the sequence as measured by performance
on the generation task and subjective reports, so differences between groups
might reflect differences in explicit knowledge. Another notable caveat
is the fact that HD and controls showed similar retention of their sequence
knowledge after a 20-60 minute delay.
2.12 Fortunately, Knopman and Nissen's results have been extended by an
experiment that addressed some of these concerns (Willingham & Koroshetz,
1993). A mostly medicated group of patients in the early stages of HD completed
10 blocks of 60 trials with a 12-element sequence (2-3-1-4-3-2-4-1-3-4-2-1)
followed by a pseudorandom block (10S-1R). Since each position is equally
likely to be followed by each other position within this sequence, learning
must transcend pairwise associations. The RT difference between the final
sequence block and the random block was significantly larger for controls
than HD subjects, and not significantly different than zero for HD patients
(D.B. Willingham, personal communication, September 22, 1994). In contrast
to Knopman and Nissen's (1989) experiment, there was little indication that
between group differences in SRT learning could be attributed to differences
in explicit knowledge. No differences were detected between the groups on
the generation task. Of all subjects, only one control claimed awareness
of a repeating sequence but this subject could not describe any of the sequence.
Thus, Willingham and Koroshetz (1993) more convincingly demonstrated an
implicit sequence learning deficit in patients with HD.
2.13 A few recent studies with PD patients have been able to assess the
consequences of basal ganglia disfunction without baseline RT differences.
Ferraro et al. (1993) performed an experiment virtually identical to Knopman
and Nissen (1989), but without the delayed retention block. PD patients
were nondemented and most were taking medication. Control subjects showed
a R-S difference of 88 ms whereas nondemented PD patients showed a difference
of 51 ms. The significant block (random vs. sequence) by group (control
vs. PD) interaction confirmed that controls showed significantly greater
sequence learning than PD subjects. Unfortunately, the possibility of between
group differences in explicit knowledge was not addressed by Ferraro et
al., but their was no reason to suspect any such differences since the nondemented
PD patients were similar to NC subjects on a variety of cognitive tasks.
2.14 Similar results were obtained by (Pascual-Leone et al., 1993) who investigated
SRT learning in patients with PD and others with cerebellar lesions. All
PD patients were taking medication, but were tested both on and off medication.
The only effects of medication state appeared to be slower overall reaction
time without medication. In Experiment 1 subjects completed 6 blocks of
100 trials (1R-4S-1R) with the N&B sequence. PD patients were not significantly
slower than controls, but RT difference between the final random and sequence
blocks was smaller for PD subjects. Explicit knowledge was not assessed
in this first experiment, but was assessed in later experiments. Experiment
2 examined the effects of list length by using sequences of length 8, 10,
and 12. Both PD and control subjects showed an inverse relationship between
sequence learning and sequence length. However, PD patients showed less
learning than controls at each sequence length . Some of these differences
may be attributable to differences in explicit knowledge because, when queried,
control subjects were more likely to state that they noticed a repeating
sequence.
2.15 In Experiment 3 (Pascual-Leon et al., 1993) subjects were explicitly
taught the 10-element Nissen and Bullemer sequence until they were able
to verbally reproduce it without error. After subjects demonstrated perfect
explicit knowledge of the sequence, they were given 40 cycles of the sequence
in the SRT task and informed that the stimuli would follow the previously
learned sequence. Both PD and control subjects could use this explicit knowledge
to decrease response times to 50% of baseline across 40 cycles of the sequence.
However, PD patients showed a significantly slower rate of RT improvement
than control subjects, so their ability to use this explicit knowledge to
improve performance developed more slowly than for controls. As a whole,
Pascual-Leon et al (1993) found that PD patients showed significant, but
below normal, sequential learning. Whether differences reflect implicit
or explicit knowledge is unclear. However, Experiment 3 demonstrated that
PD patients were somewhat poorer at utilizing sequential knowledge to improve
SRT performance even when sequential knowledge was explicit.
2.16 Pascual-Leone et al. also tested 15 patients with cerebellar degeneration
who failed to show SRT learning. Interpretation of these results is complicated
by extremely variable RTs and explicit learning deficits in Experiment 3.
Further research on the role of the cerebellum in sequence learning is needed,
given its importance in associative conditioning (Thompson, 1986; Thompson,
1990) and timing (Ivry & Keele, 1989; Keele & Ivry, 1990; LlinE1s
& Welsh, 1993).
2.17 A recent study has overcome the limitations of its predecessors-- baseline
RT differences, uncertainties about explicit knowledge, and the use of sequences
that can lead to RT improvements without true sequential learning -- and
found no evidence of sequence learning in 11 non-medicated PD patients (Jackson,
Jackson, Harrison, Henderson, & Kennard, 1995). Jackson et al. used
an 11-element sequence, 12431421343, and a matched control condition rather
than a pseudorandom condition. A critical transfer block (T) included one
presentation of six different 11-element sequences. Each of these sequences
were statistically equivalent to the learned sequence-- that is, each had
0-order and first-order transitional probabilities that were equivalent
to the practiced sequence. Therefore, any RT differences between the transfer
block and surrounding sequence blocks must reflect sequential knowledge
(at least second-order associations). Subjects completed 10 blocks of trials
with 66 trials per block: 2R-6S-1T-1S. Baseline RTs were equivalent for
PD and control subjects, but only the control subjects showed a significant
difference between the sequence and transfer blocks. Numerically, the reaction
time difference was 74 ms for controls and 9 ms for PD patients. Generation
task performance was also more accurate than controls, reflecting differences
in explicit knowledge. However, removal of subjects with generation performance
indicative of explicit knowledge increased the random minus sequence mean
for controls but brought that for PD patients closer to zero. Therefore,
Jackson et al.'s study provides the clearest evidence to-date for an implicit
sequence learning deficit in patients with basal ganglia disfunction.
2.18 In summary, considering all the experiments with HD and PD patients
together, one can confidently conclude that these patients show impaired
sequence learning. It is may be telling that the two studies which most
convincingly dismissed any effects of explicit knowledge found no significant
learning in patient with basal ganglia disfunction (Jackson et al., 1995;
Willingham & Koroshetz, 1993) . The studies in which explicit knowledge
appeared to differ between groups (Knopman & Nissen, 1991; Pascual-Leone
et al., 1993, Exp 2) or explicit knowledge was not assessed (Ferraro et
al., 1993; Pascual-Leone et al., 1993, Exp 1) showed some evidence for learning
in PD and HD patients, but less than for controls. Another key difference
between these studies is that learning of pairwise associations was not
possible in the experiments in which basal ganglia disfunction abolished
learning (Jackson et al., 1995; Willingham & Koroshetz, 1993) , but
non-sequential learning was possible in the cases where the patients showed
some learning of the 10-element N&B sequence (Ferraro et al., 1993;
Knopman & Nissen, 1991; Pascual-Leone et al., 1993) . It is also notable
that PD patients even had difficulty in using explicit knowledge to guide
SRT performance (Pascual-Leone et al., 1993 , Exp 3). This latter finding
suggests that the basal ganglia may be critical for the using sequential
information to guide performance even in conditions where the basal ganglia
is not critical for learning per se.
Neuroimaging Experiments using the SRT Task
2.19 A couple of modern neuroimaging techniques-- Transcranial Magnetic
Stimulation (TMS, Pascual-Leon, Grafman, & Hallet, 1994) and Positron
Emission Tomography (PET, Grafton, Hazeltine, & Ivry, in press) -- have
recently been applied to sequence learning in the SRT task.
2.20 Pascual-Leon et al., (1994) used TMS to relate changes in the size
and amplitude of motor cortex output maps to SRT learning. Subjects were
given 12 blocks of 120 trials with a 10-element sequence-- presumably the
N&B sequence was used because Willingham et al. (1989) was used as a
methodological reference. In an critical methodological departure from most
SRT experiments, Pascual-Leon's subjects were asked if they noticed a repeating
sequence after each block. This procedural change likely induces subjects
to look for regularities and become aware of the sequence (Stadler, 1994).
During the early blocks of learning the motor cortex maps expanded in size
and amplitude, but declined back to baseline levels after more extensive
practice. All five subjects were able to report the entire sequence at some
point between blocks 6 and 9. Pascual-Leone report that motor-map expansion
continued until the subject demonstrated full explicit knowledge. After
that point, the motor maps returned to baseline. The motor map increases
are interpreted as reflecting a motor cortex contribution to implicit learning
whereas the return to baseline reflects a transfer to an explicit state
that is presumably controlled by other brain mechanisms. Stadler (1994)
noted that Pascual-Leone's RTs were very fast-- well before explicit knowledge
had supposedly formed. In fact, the motor maps continued to grow when reaction
times were under 100 ms. As previously discussed, such fast RTs are typically
seen as indicative of anticipatory responding based on explicit knowledge
(Willingham et al., 1989). Therefore, this motor cortex expansion likely
continued after subjects had actually acquired explicit knowledge.
2.21 Grafton et al. (in press) recently completed a PET study in which regional
cerebral blood flow (rCBF) changes were measured while subjects learned
sequences with or without distraction. Grafton et al. used a 6-element sequence
with 2 unique and 2 ambiguous pairwise associations (1-3-2-4-2-3 or 1-4-3-2-3-4)
which subjects can learn when distracted (Cohen et al., 1990; Curran &
Keele, 1993; Frensch, Buchner, & Lin, 1994). Subjects completed a 17-block
phase (84 trials per block) while performing a concurrent distraction task
(tone-counting), followed by another 17-block phase without distraction.
Subjects were given a different sequence in the two phases, with sequence
and pseudorandom blocks arranged as 7R-8S-2R within each phase. Behaviorally,
subjects showed R-S differences of about 50 ms when distracted and over
150 ms when not distracted. Verbal reports suggested that subjects were
predominantly unaware of the sequence when distracted but were predominantly
aware in the nondistracted phase. Thus, Grafton et al. interpret rCBF changes
during phase 1 as related to implicit learning under distraction, and phase
2 activity as related to explicit learning. Based on a review of the behavioral
literature that has suggested a dissociation between implicit and explicit
sequence learning, Grafton et al. predicted that distinct brain areas would
underlie the two different forms of learning.
2.22 Within each phase PET scans were taken during the 2nd, 3rd, and final
random blocks, and during the 1st, 4th, and 7th sequence blocks. Grafton
et al. focused on areas that showed monotonic increases or decreases in
rCBF across the three sequence blocks that were scanned. Because activity
changes across these blocks could be unrelated to sequence learning (for
example, subjects might be learning something related to the distraction
task), areas that showed increases or decreases across the 3 random blocks
were excluded from the analysis of sequence learning. A number of areas
showed rCBF increases across the sequence blocks, but the areas associated
with dual-task learning did not overlap those associated with explicit learning.
2.23 Grafton et al. emphasize the changes in contralateral "motor effector
areas" (left sensorimotor, left supplementary motor, left parietal,
and bilateral putamen) that were associated with implicit learning under
distraction. Thus, it is suggested that movement-dedicated brain areas contralateral
to the response hand underlie implicit sequence learning when subjects are
distracted. This interpretation is consistent with Pascual-Leone et al.'s
(1994) TMS study. The replication of motor cortex changes across two experiments
with different experimental procedures and imaging techniques lends added
credence to the possibility of a motor cortex contribution to implicit sequence
learning. Pascual-Leone et al. (1994) could observe changes only in motor
cortex because TMS can only be applied to circumscribed areas of the cortical
surface. Additional areas observed by Grafton et al.-- the supplementary
motor cortex, putamen, and inferior parietal cortex-- may reflect a more
extensive network involved in SRT learning. Grafton et al. note that these
areas are components of a motor-circuit implicated in voluntary movement
control (e.g., Alexander, Crutcher, & DeLong, 1990) .
2.24 During explicit learning, Grafton emphasize right prefrontal and bilateral
parietal changes. Right dorsolateral prefrontal cortex and parietal cortex
have been implicated as subserving spatial working memory (Goldman-Rakic,
1988; Goldman-Rakic, 1990; Jonides, Smith, Koeppe, Awh, Minoshima, &
Mintun, 1993) and/or spatial attention (Corbetta, Miezen, Dobmeyer, Shulman,
& Peterson, 1991; Jackson, Marrocco, & Posner, 1994; Mesulam, 1990;
Posner & Peterson, 1990). In summary, recent neuroimaging research has
lead the search for the neural mechanisms of SRT learning beyond the basal
ganglia. In addition to findings of learning-related basal ganglia activity
that is consistent with the previously reviewed neuropsychological evidence,
these studies have implicated the prefrontal cortex, parietal cortex, and
motor cortical areas including primary motor cortex, premotor cortex, and
supplementary motor areas.
3. Evidence from other Domains
3.1 The foregoing review has identified certain brain areas that are likely
involved in spatial sequence learning. These include the basal ganglia,
motor cortical areas (premotor cortex, supplementary motor cortex, and primary
motor cortex), prefrontal cortex, and parietal cortex. Conversely, it appears
that the diencephalic and medial temporal regions which are damaged in amnesic
patients do not play a major role. Next, I will consider evidence from other
domains that may lead to more specific hypotheses concerning the particular
functions or computations that each of these areas contribute to sequence
learning. This endeavor might be approached from two different angles. First,
we might consider evidence from other, nominally similar, "skill learning"
or "procedural learning" tasks such as the Tower of Honoi (e.g.,
Tower of Toronto, Saint-Cyr, Taylor, & Lang, 1988), the pursuit-rotor
task (e.g., Heindel, Salmon, Shults, Walicke, & Butters, 1989), adaptation-level
tasks with weight judgments (e.g., Heindel, Salmon, & Butters, 1991),
or mirror reading (Martone, Butters, Payne, Becker, & Sax, 1984). Often
such tasks are lumped together, along with the SRT task, to consider hypotheses
such as Mishkin's hypothesis that habit learning depends upon the basal
ganglia (Mishkin, Malamut, & Bachevalier, 1984; Mishkin & Petri,
1984; Mishkin & Appenzeller, 1987). Given our insufficient empirical
and theoretical understanding of the relation ship between these tasks,
this approach runs the risk of mixing apples and oranges. A second approach
is to consider research from other domains that suggest more precise functional
roles for these candidate brain areas. Working from this perspective, I
will review evidence which is suggestive of component processes that may
depend on these candidate brain regions and may contribute to sequence learning.
Basal Ganglia
3.2 Researchers investigating the effects of basal ganglia disfunction on
implicit learning have suggested a number of possible functions that the
basal ganglia may contribute to SRT learning. First, PD and HD may interrupt
the processing loop between the caudate and prefrontal cortex (Ferraro et
al., 1993; Jackson et al., 1995; Knopman & Nissen, 1991; Pascual-Leone
et al., 1993; Willingham & Koroshetz, 1993). Notably, PD patients in
Jackson et al.'s (1995) study who showed no signs of frontal pathology were
more likely to show sequence learning than those with poor performance on
tests indicative of frontal pathology. The possibility of a prefrontal contributions
to sequence learning will be considered in more detail later. Second, the
basal ganglia may be crucially involved with attentional mechanisms upon
which sequence learning may depend (Knopman & Nissen, 1991; Willingham
& Koroshetz, 1993). Attention-related problems have been previously
described in patients with striatal dysfunction (e.g., Brown & Marsden,
1991), and a number of authors have suggested that attentional mechanisms
are critical in sequence learning, though the nature of this attentional
contribution is still debated (Cohen et al., 1990; Curran & Keele, 1993;
Nissen & Bullemer, 1987; Reed & Johnson, 1994; Stadler, 1995). Finally,
some have suggested that the basal ganglia may not be intimately involved
with learning per se, but may be crucial for the proper execution of motor
programs that are required for sequential knowledge to enhance performance.
By this view, sequential learning and memory may be independent of the basal
ganglia, but the ability to utilize sequential knowledge to enhance SRT
performance may depend on the basal ganglia (Jackson et al., 1995; Knopman
& Nissen, 1991; see also Gabrieli, 1994). These alternatives are not
mutually exclusive. Depending on your view of how attentional mechanisms
contribute to sequence learning, some of these hypotheses would be complimentary.
For example, from the view that attentional mechanisms influence the organization
of sequence knowledge (Keele & Curran, in press; Keele & Jennings,
1992; Stadler, 1995), this would be consistent with possible prefrontal
contributions --mediated by the basal ganglia-- that are outlined below.
3.3 Unfortunately, the existing data do not allow us to differentiate between
these alternative functions that the basal ganglia may contribute to sequence
learning. More fine-grained dissociations are sorely needed. Only two studies
have manipulated independent variables that might provide some insight to
the specific role of the basal ganglia. Pascual-Leone et al. (1993) manipulated
sequence length, but this did not differentially effect PD and control subjects.
Willingham & Koroshetz (1993) showed that their HD patients could learn
new perceptual-motor mappings as well as control subjects despite their
impaired sequence learning, but this does not clarify the nature of their
sequence learning deficit. Another approach has been the examination of
correlations between sequence learning and performance on other cognitive
or motor tasks, but none of these correlations have been significant (Ferraro
et al., 1993; Knopman & Nissen, 1991; Willingham & Koroshetz, 1993).
3.4 Mishkin's hypothesis that habit learning depends upon the basal ganglia
(Mishkin et al., 1984; Mishkin & Petri, 1984; Mishkin & Appenzeller,
1987) is often discussed in relation to the sequence learning research with
PD and HD patients. It is important to remember what Mishkin actually meant
by a habit-- "It is noncognitive: it is founded not on knowledge or
even on memories (in the sense of independent mental entities) but on automatic
connections between a stimulus and a response" (Mishkin & Appenzeller,
1987, p. 89) . It is well documented that sequence learning involves more
than "automatic connections between and stimulus and a response"
(Cleeremans & McClelland, 1991; Cohen et al., 1990; Reed & Johnson,
1994; Stadler, 1993). Mishkin's habit learning system could learn sequences
with unique pairwise associations (e.g., 1-3-2-5-4, Cohen et al., 1990),
but would not be able to learn sequences in which pairwise associations
are ambiguous and higher-order representations are needed.
3.5 Subsequent research has supported the hypothesized striatal contribution
to learning of consistent s-r pairings. Two experiments have found a double
dissociation between striatal and hippocampal lesions on two versions of
an eight arm radial maze task (McDonald & White, 1993; Packard, Hirsh,
& White, 1989) . Hippocampal, but not striatal, lesions impaired learning
in a win-shift task. Striatal , but not hippocampal, lesions impaired learning
in a win-stay task. Win-stay performance is typically thought to merely
depend on the acquisition of a simple stimulus-response association that
drives the animal to approach a consistently baited arm. Win-shift learning
depends on associating each arm of the maze with extramaze stimuli (e.g.,
learning a "cognitive map", Nadel, 1992) in order to discriminate
visited from unvisited arms. A qualitatively similar double dissociation
between the effects of hippocampal and striatal lesions was found in a water
maze task (Packard & McGaugh, 1992). Rats were trained to escape from
a water tank by discriminating between a secure platform that could be mounted
for escape and an insecure platform that could not be mounted. In a spatial
version of this task, the platforms were consistently in particular quadrants
of the tank. In a pattern version, the platforms had consistently different
visual patterns. Hippocampal lesions impaired spatial discrimination but
not pattern discrimination whereas striatal lesions had the opposite affect.
Again, pattern discrimination learning simple involved a simple stimulus
response association that directed rats to a particular stimulus whereas
rats needed to associate multiple extratank cues to discriminate the safe
from unsafe locations.
3.6 If the striatum only contributes to the learning of consistent s-r associations,
it alone cannot support sequence learning in studies which have demonstrated
learning of non-unique associations. Furthermore-- unlike rats with striatal
lesions who could learn to associate multiple stimuli (McDonald & White,
1993; Packard et al., 1989; Packard & McGaugh, 1992)-- we know that
the learning of non-unique associations is impaired in patients with PD
(Jackson et al., 1995 and HD (Willingham & Koroshetz, 1993). One might
posit a model by which all sequence learning ultimately depends upon such
s-r associations but the functional stimulus input to the s-r mechanism
is different from the nominal stimulus that appears on the computer screen.
For example, multiple stimuli might be combined into higher order units
such as chunks (Wicklegren, 1979), configural cues (Sutherland & Rudy,
1989), or distributed representati ons that capture stimulus-stimulus regularities
(Gluck & Myers, 1993; Myers & Gluck, 1994). These higher order units
may become the functional stimulus for striatal s-r learning. Interestingly,
Gluck & Myers (1993; Myers & Gluck, 1994) have attributed the learning
of these higher-order units to the hippocampus, and they have specified
how the hippocampus may provide these higher order representations as input
to s-r learning mechanisms in other brain regions such as the cerebellum.
Reber and Squire's (1994) research with amnesic patients suggests that learning
of second-order associations does not depend on the integrity of the medial
temporal lobe and diencephalon. However, a model in which a separate mechanism--
other than medial temporal or diencephalic-- learns higher-order associations
that are input to a striatal s-r mechanism would be consistent with the
existing SRT learning data, but not entirely consistent with the double
dissociations in maze learning (McDonald & White, 1993; Packard et al.,
1989; Packard & McGaugh, 1992).
3.7 If the basal ganglia only learns s-r associations, its function is peripheral
to and dependent upon other mechanisms that actually learn the sequences
because more than s-r associations are typically learned. However, other
research suggests that the basal ganglia is more directly involved in sequential
processing. One line of research examined stereotyped grooming sequences
in rats and found that striatal lesions produced deficits in the coordination
of grooming sequences without affecting the ability to implement the component
movements (Berridge & Whishaw, 1992). Similarly, striatal neurons were
differentially responsive to the same movement depending on whether or not
the movement was part of a grooming sequence (Aldridge, Berridge, Herman,
& Zimmer, 1993). Ablation of the cerebellum, motor cortex, or entire
neocortex does not disrupt the coordination of grooming sequences (Berridge
& Whishaw, 1992), so this sequential information is likely represented
in the striatum. However, Berridge and Whishaw (1992) note that sequential
control may be more cortically dependent in primates, especially for learned
rather than instinctual behaviors.
3.8 Electrophysiological studies in lower primates have found that neuronal
activity in the basal ganglia is correlated with sequential behavior. Kermadi,
Jurquet, Arzi, & Joseph (1993) had monkeys view a sequence of three
visuospatial targets then press the targets in the same order after a delay.
Many stimulus-responsive caudate neurons were selective, not for particular
spatial positions, but for particular positions that were preceded by a
specific target/response (e.g., neurons would fire to 2 in 1-2, but not
3-2). Conversely, response-locked neurons respond to particular responses
in a way that depended upon the next response (e.g., neurons would fire
to 2 in 2-1, but not 2-3). Therefore the stimulus-locked neurons are sensitive
to previous context, and the response-locked neurons are sensitive to future
context. Such sensitivity to temporally adjacent events is a requisite property
of a sequential learning or control mechanism, but it is notable that only
first-order context-effects of this sort were observed.
3.9 In humans, research on PD and HD patients has revealed deficits in sequential-control
tasks requiring sequences of arm movements (Agostino, Berardelli, Formica,
Accornero, & Manfredi, 1992) or hand postures (Harrington & Haaland,
1991). A couple of studies have been especially useful for suggesting specific
functions of the basal ganglia that are relevant to sequence learning. Robertson
& Flowers (1990) had subjects memorize two key-press sequences (e.g.,
2-4-1-5 & 5-1-4-2). PD patients learned and performed these sequences
as accurately as controls, but made more errors when required to spontaneously
shift from one sequence to the other. These errors were predominantly intrusions
from the other sequence. This deficit was characterized as a difficulty
in selecting and maintaining the appropriate motor set.
3.10 Jennings (in press) had subjects memorize two sequences (e.g., t 3D
1-3-2 x 3D 3-1-2) in a cueing paradigm. Subjects were given a cue (x or
t) to prepare a response sequence before the actual target sequence (x or
t) was displayed for execution. Cues were neutral, valid (75%), or invalid
(25%) predictors of the actual target sequence. PD and control subjects
showed similar RT costs and benefits of cueing, but it appeared as if the
PD patients were only using the cue to prepare the first key-press whereas
controls prepared the entire sequence in advance. This interpretation was
supported by a second experiment with two sequences differing only on the
second element (e.g., x3D1-2-4, t3D1-3-4). Controls showed the cost of preparing
the wrong sequence because they had prepared the second keypress in advance;
however-- consistent with the idea that PD patients could only prepare the
first response-- PD patients showed no costs to invalid cues. A final experiment
demonstrated that PD patients failed to show normal sequences length effects
on RT which is again consistent with PD patients only preparing a single
response.
3.11 These studies illuminate two, possibly related, deficits that may be
relevant to SRT learning and performance: maintaining and switching set
(Robertson & Flowers, 1990; see also Benecke et al., 1987; Jackson et
al., 1994) and the advance preparation of multiple responses (Jennings ,
in press). If sequences are represented as hierarchically organized chunks
(e.g., Keele & Curran, in press; Keele & Jennings, 1992), the ability
to smoothly switch between chunks while suppressing intrusion from competing
chunks would be crucial. Furthermore, the inability to prepare more than
a single response would limit a PD patient's ability to use such chunks
to speed RTs. There is one critical respect in which these studies are similar--
both document an inability to USE sequential information in a normal manner
in cases where the patients clearly, and explicitly, learned the sequences.
By analogy, it is quite possible that the PD and HD patients show "learning"
deficits in the SRT task have actually learned "what" the sequence
is, but lack the ability to use this knowledge to facilitate SRT performance.
Corroborative evidence comes from the finding that PD patients were somewhat
poorer than controls at utilizing explicit sequential knowledge to improve
SRT performance (Pascual-Leone et al., 1993).
3.12 Before leaving the discussion basal ganglia, it is important to consider
evidence suggesting that behavioral impairments shown by patients with HD
or PD (such as seen in the SRT tasks) do not necessarily reflect a deficit
that is specific to the basal ganglia. A PET study compared joystick movements
in patients with Parkinson's disease to control subjects (Playford, Jenkins,
Passingham, Nutt, Frackowiak, & Brooks, 1992). When resting activity
was subtracted from either a repetitive movement task or a free selection
task, important rCBF difference between PD and control subjects emerged.
PD patients showed less activity than controls in the putamen, thalamus,
SMA, anterior cingulate, and dorsolateral prefrontal cortex. Putamen, thalamus,
and SMA activity were below normal in both the repetitive and free selection
tasks, whereas the other deficits were primarily associated with free selection.
Activity in primary sensorimotor, lateral premotor, and parietal cortex
was normal. Thus, PD patients showed abnormal activity extending beyond
the basal ganglia-- throughout key components of the "motor" and
"prefrontal" basal ganglia-thalamocortical circuits (Alexander
et al., 1990). In light of this finding, evidence that PD patients show
abnormal SRT learning does not necessarily implicate the basal ganglia per
se.
3.13 A further experiment investigated the relationship between akinesia
and rCBF changes during Playford et al.'s (1992) free selection task by
examining rCBF changes when PD patients were off versus on medication that
relieves akinesia (apomorphine: a dopamine agonist; Jenkins, Fernandez,
Playford, Lees, Frackowiak, Passingham et al., 1992). Each subject was tested
in three kinetic/medication states: (1) an akinetic state, off medication;
(2) akinetic, on; and (3) kinetic, on. Results of the first 2 conditions
replicated Playford et al. with little direct effects of apomorphine on
rCBF. In condition 3, when sufficient time had passed for apomorphine to
relieve akinesia, SMA activity selectively increased. Thus, it was suggested
that SMA is crucially involved with the generation of self-initiated movements,
and that SMA disfunction underlies akinesia associated with PD.
3.14 These neuroimaging experiments suggest caution in attributing the functional
impairments of PD specifically to the basal ganglia. Areas outside the basal
ganglia (SMA, thalamus, anterior cingulate, prefrontal cortex) that have
shown decreased PET activity when PD patients perform other motor tasks
(Jenkins et al., 1992; Playford et al., 1992), have also been implicated
in a PET study of SRT learning (Grafton, Hazeltine, & Ivry, in press).
Furthermore, Jackson et al . (1995) noted a relationship between prefrontal
impairments and SRT learning in their PD patients. Most likely these results
suggest that these different areas function as an integrated network that
may not be simply divided into functionally independent components (Alexander,
DeLong, & Crutcher, 1992; Kalaska & Crammond, 1992).
3.15 In summary, there is good evidence that basal ganglia is involved in
both learning and sequential control. Available evidence suggests that the
striatum is necessary for learning certain s-r associations, but it may
not be required when more complex representations are needed (McDonald &
White, 1993; Packard et al., 1989; Packard & McGaugh, 1992). Considerable
evidence suggests that more than pairwise associations are learned in the
SRT paradigm by normal subjects (Cleeremans & McClelland, 1991; Cohen
et al., 1990; Reed & Johnson, 1994; Stadler, 1993), amnesic patients
(Reber & Squire, 1994), Parkinson's patients (Jackson et al., 1995),
and Huntington's patients (Willingham & Koroshetz, 1993); so the basal
ganglia alone is unlikely to support SRT learning. Other evidence suggests
a more central role of the basal ganglia in sequential control. Various
theories have been advanced to specify the basal ganglia's function in sequential
control. A number of researchers have endorsed variants of the idea that
the basal ganglia performs a set switching or selection function: switching
from sensory-guided to externally-guided control (Aldridge et al., 1993);
or selection and maintenance of behaviorally relevant cortical signals (Jackson
et al., 1994; Robertson and Flowers, 1990). Such a selection and maintenance
function is clearly required if sequences are learned through chunking or
hierarchic representation (Keele and Curran, in press; Keele and Jennings,
1992). Current work in Keele's laboratory (personal communication) is exploring
the hypothesis that basal ganglia damage impairs, not the ability to learn
and perform sequences, but the fluent transition between one portion of
a sequence and the next as the representation of one chunk must be suppressed
as the next is activated.
Primary (M1), Premotor (PMC), and Supplementary (SMA) Motor Cortex:
Motor Cortex Activity and Effector Independence
3.16 The two extant neuroimaging studies of SRT learning (Grafton et al.,
in press; Pascual-Leon et al., 1994) have reported learning related changes
in motor cortex. As noted by Stadler (1994), these finding appear to contradict
research showing that SRT learning can transfer across effectors (e.g.,
Keele et al., 1995; Stadler, 1989), and that learning can occur when conditions
are observational rather than response-driven (Howard, Mutter, & Howard,
1992; Mayr, 1994). A review of motor cortex function makes it apparent that
learning-dependent changes in motor cortex activity would be expected even
if sequences were represented in a effector-independent form.
3.17 First, it should be emphasized that muscle-independent response selection
exists throughout cortical and subcortical motor areas including M1 (Alexander
& Crutcher, 1990a, 1990b; Crutcher & Alexander, 1990). Nonetheless,
even if the motor cortex activity was completely effector-dependent, learning-related
activity changes in these areas may merely reflect a secondary influence
of sequential knowledge stored in other brain areas rather than a direct
reflection of the learned representation itself. In this context, evidence
will be discussed which shows how motor cortex activity (M1, PMC , SMA)
is influenced by advanced information about an ensuing response. The basic
hypothesis is that activity in these motor cortex areas reflects both movement
preparation and execution, therefore cortical activity will be increased
when sequential knowledge is available (Sequence 3D execution + preparation)
compared to a pseudorandom condition (R) without sequential knowledge (R
3D execution).
3.18 Georgopoulos (1994) reviewed studies from his lab that have explored
the directionally selective coding properties of neuronal populations in
primary motor cortex. Primary motor cortex neurons not only code the direction
of movement during performance, but "plan" the direction of an
impending movement 160-180 ms before movement initiation (Georgopoulos,
Kalaska, Caminiti, & Massey, 1984). In other experiments monkeys were
given a visual cue that specified the direction of an upcoming response,
but had to wait for a delay before executing the response. The M1 population
response "held" a reliable specification of the direction during
the delay. This was true both when the visual cue remained visible as well
as when it disappeared and the monkey remembered the response location (Smyrins,
Taira, Ashe, & Georgopoulos, 1994). Interestingly, the directional signal
was stronger in the memory than nonmemory condition. It is quite likely
that learning-related activity in primary motor cortex in studies of sequence
learning is related to these preparatory "planning" and "holding"
functions.
3.19 Similar preparatory activity has been recorded in neurons throughout
all areas of the "cortical/basal ganglionic motor circuit" (Alexander
et al., 1992). Movement-selective preparatory neuronal firing rates in PMC
have been directly correlated with RT changes arising from directional precueing
(Riehle & Requin, 1989) and from learning of conditional associations
(Mitz, Godschalk, & Wise, 1991). Importantly, PMC neurons were only
response-selective when the response was guided by learned s-r associations,
not when the same response was accidentally made to the same stimulus before
learning (Mitz et al., 1991). Alexander & Crutcher (1990b) discovered
a large percentage of M1, SMA, and putamen neurons that were selective for
the direction of the forthcoming movement during a preparatory phase.
3.20 In summary, all of the major motor cortical areas show activity that
is related to response preparation. This preparatory activity would be more
prominent in sequential than nonsequential conditions of previous neuroimaging
studies of sequence learning (Grafton et al., in press; Pascual-Leone et
al., 1994) even if these areas did not contribute to learning per se.
Functional Differences between Motor Areas
3.21 In their PET study of sequence learning Grafton et al. (in press) found
that PMC activity was observed during explicit SRT learning, but SMA activity
was associated with implicit learning. The finding that SMA activity related
to implicit learning but PMC activity related to explicit learning seems
somewhat paradoxical when other relevant research is considered. Both SMA
and PMC are hypothesized to be involved in movement selection. However,
it has been hypothesized that the PMC makes a greater contribution when
movements are directed by external cues, whereas the SMA makes a greater
contribution when external cues are unavailable (Goldberg , 1985; Passingham,
1993).
3.22 Deiber, Passingham, Colebatch, Friston, Nixon, & Frackowiak (1991)
report a PET study in which subjects moved a joystick upon hearing a tone,
but the basis for selecting the movement was varied. In the fixed condition,
the same movement was repeated throughout the scan. In the selection conditions
movements were: (1) freely selected by subjects; (2) performed in a pre-memorized
sequence; or (3) specified by tones that were arbitrarily paired with different
movements. Compared to the fixed condition, all selection tasks increased
activation in the parietal cortex. The sequential and free-selection tasks
both activated the lateral premotor areas. However, the supplementary motor
cortex, anterior cingulate, and prefrontal areas only showed increases associated
with free-selection but not with the pre-learned sequence. Thus, self-initiated
motor control was associated with parietal, prefrontal, cingulate, premotor,
and supplementary motor cortex activity, whereas memory-guided movement
was only associated with parietal and premotor activity. Similarly, Mushiake,
Inase, & Tanji (1991) recorded from M1, SMA, and PMC while monkeys performed
visually-guided (VG) versus memory-guided (MG) sequential movements. In
M1 preparatory firing was equivalent in the VG and MG conditions. SMA firing
was more prevalent in the MG condition, but PMC activity was more prevalent
in the VG conditions. Mushiake et al. stress the fact that this separation
between memory-triggered activity in SMA and visually-triggered activity
in PMC is only relative, and does not support a strict functional dichotomy
between these two areas (see also (Tanji, 1994).
3.23 A subtype of neurons recorded by Mushiake et al. (1991) are of particular
interest. During memory guided performance, "sequence specific"
neurons showed firing increases that were specifically related to the initiation
of a particular of movement sequence . For example, firing would increase
prior to the first press of 1-3-2, but not 1-2-3 or 1-4-2. These sequence
specific neurons were more prevalent in SMA than PMC, and seem very similar
to response-locked neurons in the basal ganglia that were also sensitive
to future actions (Kermadi et al., 1993).
3.24 Studies of neuropsychological patients with SMA or PMC lesions have
also provided evidence relevant to movement selection and sequential control.
Gaymard, Pierrot-Deseilligny, and Rivand (1990) tested two patients with
left SMA lesions on visually-guided saccades, antisaccades, memory-guided
saccades, and memory-guided saccade sequences. Patients performed similarly
to controls for visually-guided saccades and antisaccades, one patient was
impaired on memory-guided saccades, and both were impaired on saccade sequences.
Both were less accurate on 3-saccade than 2-saccade sequences, and errors
of sequential order were most common. Thus, Gaymond et al. argued that spatial
memory was preserved after SMA lesions, but memory for sequential order
was impaired. Halsband and Freund (1990) found that patients with PMC lesions
could learn to associate visual, auditory, or tactile stimuli with visuospatial
locations, but were impaired in learning to associate these same stimuli
with prelearned arm movements. The patients were able to discriminate between
the sensory stimuli and able to perform the required movements from memory,
but had great difficult in the selection of the appropriate movement from
sensory cues. Taken together these experiments are consistent with the notion
that PMC is involved in the selection of responses that are associated with
exogenous cues (Halsband & Freund, 1990), but the SMA is involved in
response selection in the absence of these cues (Gaymard et al., 1990).
3.25 In summary, the SMA and PMC seem to be involved in response selection
with PMC being more related to the selection of responses based on exogenous
cues and the SMA being more related to the selection of responses based
on endogenous information. Grafton et al.'s results seem to run against
this relative functional specialization. Explicit learning (PMC in Grafton
et al.) appears to elicit relatively more internally-guided responses whereas
implicit learning (SMA in Grafton et al.) is more visually guided as evidenced
by the fact that explicit knowledge leads to pre-stimulus, anticipatory
responding more so than implicit learning (Willingham et al., 1989). Though
the distinct functional contributions of the SMA versus the PMC to SRT learning
remain unclear, the research reviewed above clearly suggests that these
areas share a role in response selection based on external or internal information.
These areas might contribute to sequence learning by serving as an interface
between response-independent sequential representations and task-specific
responses. That is, the SMA and PMC may draw on learned sequential representations
to select upcoming responses.
Dorsolateral Prefrontal Cortex (DLPFC)
3.26 Neurophysiological studies of prefrontal function have often used spatial
delayed response tasks in which monkeys are given a cue to hold in memory
across a delay. After the delay the monkey chooses the cued location with
a button press, reaching movement, or saccade. Prefrontal neurons often
show sustained firing during the delay period that is selective for particular
stimulus locations or responses. Convergent evidence has come from delayed
response deficits following DLPFC lesions. Goldman-Rakic (Funahashi, Bruce,
& Goldman-Rakic, 1989; Goldman-Rakic, 1987; Goldman-Rakic, 1988; Goldman-Rakic,
1990; Wilson, Scalaidhe, & Goldman-Rakic, 1993) has interpreted these
findings as indicative of a contribution of DLPFC to spatial working memory
(e.g., Baddeley, 1986). Passingham (1993) concludes that the DLPFC is involved
in generating actions that are specified by cues in memory or by arbitrary
decisions.
3.27 Fuster (1990; 1993; 1994) -- taking the middle-ground between Goldman-Rakic's
focus on working memory and Passingham's focus on action generation-- argues
that the prefrontal cortex holds the super-ordinate position in a perception-action
hierarchy whose lower branches include lower level sensory, association,
and motor mechanisms. Fuster emphasizes evidence for two complimentary cell
types in the prefrontal cortex which seem to (1) maintain memory for a cue
and (2) plan or predict a forthcoming action. It is clear that any of these
characterizations of prefrontal function could play a role in SRT learning,
but some research has more specifically documented sequential aspects of
prefrontal function.
3.28 A number of neuropsychological investigations of the effects of frontal
lobe lesions on human memory have suggested that memory for temporal order
is disproportionately disrupted compared to recognition memory (Kesner,
Hopkins, & Fineman, 1994; Milner, Corsi, & Leonard, 1991; Milner,
Petrides, & Smith, 1985; Shimamura, Janowski, & Squire, 1990). When
memory for visuospatial locations was specifically examined, lesions of
right, but not left, prefrontal cortex impair memory for the sequential
order of locations but not recognition memory for those locations (Kesner
et al., 1994). This is consistent with Grafton et al.'s finding of right,
prefrontal activation during explicit sequence learning. Sequencing-related
deficits have also been well documented when patients with frontal lobe
lesions are asked to learn and perform sequences of hand gestures (Canavan,
Passingham, Marsden, Quinn, Wyke, & Polkey, 1989; Jason, 1985, 1986).
To-date there have been no studies of the effects of frontal lobe lesions
on implicit sequence learning tasks, but as previously mentioned, it appears
that Parkinson's patients who show neuropsychological symptoms of frontal
pathology are especially poor SRT learners compared to patients without
frontal symptoms (Jackson et al., 1995).
3.29 Research on nonhuman primates has also suggested that prefrontal cortex
contributes to sequential learning. Petrides (1991) examined the effects
of mid-dorsolateral (bilateral areas 46/9, M-DLPFC) versus posterior dorsolateral
(bilateral areas 8/6, P-DLPFC) prefrontal lesions on recency discrimination
in monkeys. Monkeys were presented with a series of 3 to 5 objects, one
at a time. Upon presentation of each object, the monkey displaced that object
for a reward. At the end of the series, the monkey was shown two of the
objects from the series and was rewarded for choosing the object that had
occurred earlier in the series. M-DLPFC monkeys were drastically impaired
on this task, but P-DLPFC monkeys performed like non-lesioned controls.
All groups showed normal recognition memory. This pattern is analogous to
results previously described in humans with prefrontal lesions, especially
those of Kesner et al. (1994) who used a similar force-choice test with
short lists of spatial stimuli. Petrides (1991) notes that the same M-DLPFC
monkeys normally learned such sequences when a single fixed sequence was
repeatedly presented. Thus, M-DLPFC cortex seems especially crucial for
learning sequences which change from trial to trial. A similar susceptibility
to inter-trial interference is often noted in humans with prefrontal lesion
and has inspired the hypothesis that prefrontal cortex acts to inhibit extraneous
information (Shimamura, 1994).
3.30 In summary, the prefrontal cortex has been associated with a number
of functions that could contribute to sequence learning : working memory,
action planning, memory for temporal order, and inhibition of extraneous
information. Keele and Jennings (1992) suggest that high-level plans operate
as super-ordinate nodes in the hierarchic representation of SRT sequences.
Keele and Jennings' (1992) proposal also provides a mechanism by which extraneous
information is inhibited. In their model, the ambiguity of first-order association
is overcome through hierarchic representation. By representing a sequence
such as 1-3-2-1-2-3 as a hierarchy of two chunks (1-3-2 and 1-2-3 ) a prefrontal
planning mechanism would also serve to inhibit extraneous information. That
is, when the prefrontal plan specifies that first chunk, the inconsistent
information from the second chunk is inhibited from interfering with sequential
behavior.
3.31 It is important to remember that direct evidence for a prefrontal contribution
to SRT learning has only been obtained during the explicit lear ning condition
of Grafton et al.'s (in press) PET study. Conversely, the basal ganglia
(bilateral putamen) was only active during implicit learning. The previous
discussions of possible prefrontal and basal ganglia contributions to sequence
learning have each emphasized possible roles in hierarchic representation
and/or hierarchic control of action. A speculation that arises from these
considerations is that the basal ganglia and prefrontal contribute similar
functions to implicit and explicit sequence learning respectively. The basal
ganglia contributes to implicit sequence learning through maintaining and
switching between different sequence chunks. The basal ganglia might accomplish
this function in a relatively reflexive way that depends upon stimulus input
(and therefore primes responses rather than anticipating). The prefrontal
cortex may play a similar role in explicit sequence learning, by maintaining
high-level plans that draw on learned representations to guide behavior.
In addition, the prefrontal cortex can use this information to guide behavior
in the absence of stimulus input, and therefore is able to actively anticipate
the next response in a learned sequence.
Parietal Cortex
3.32 Parietal cortex has been implicated in the visuospatial perception
(Felleman & Van Essen, 1991; Ungerleider & Mishkin, 1982) and attention
(Corbetta, Miezin, Shulman, & Petersen, 1993; Mesulam, 1990; Posner
& Peterson, 1990). Furthermore, through its interaction with previously
discussed areas such as prefrontal cortex, premotor cortex, supplementary
motor areas, and the basal ganglia, parietal cortex is thought to contribute
to the control of action that is guided by visuospatial information (Fuster,
1993; Goldman-Rakic, 1990; Goodale, 1993; Passingham, 1993). The only direct
evidence for a parietal contribution to SRT learning comes from the PET
study of Grafton et al. (in press). Parietal activity was associated with
both implicit learning under distraction and explicit learning without distraction.
However, the possibility of parietal involvement has been more widely hypothesized
because of the spatial nature of the task.
3.33 Mayr (1994) suggests that parietal cortex may be involved in the learning
of visuospatial sequences via the mechanisms of attentional orienting (see
also Posner & Rothbart, 1991). Mayr's subjects pressed keys that arbitrarily
corresponded to the identity of geometric shapes. The shapes appeared in
one of four different locations, but location was irrelevant to response
selection. Unknown to the subjects, the geometric shapes-- and hence the
order of responses-- occurred in one particular sequential order whereas
the locations of the shapes occurred in a different and uncorrelated sequence.
By occasionally reverting to random order either in shapes or in locations,
Mayr was able to show that subjects had acquired sequential knowledge not
only of the upcoming shape (or response) but also of its locations, despite
the fact that position was non-determining of response. Similar results
occurred both for learning in a nondistracted situation in which several
subjects became aware of the sequences and in a tone-distracted study. Most
importantly, these results show that learning of the spatial positions occurred
when they were dissociated from responses, so the sequential representation
was stimulus-bound, but response independent. Mayr suggests that the sequential
advantage may reflect learning by the parietal mechanisms of spatial attention
and orienting. That is, reaction time may increase when the attentional
system has acquired knowledge that allows in to orient to stimuli in advance.
The actual role of eye movements has not been systematically explored in
SRT learning, but Mayr's ideas may be generalized by the suggestion that
a basic visuospatial representation of sequential knowledge in parietal
cortex can guide multiple response systems including the eyes, fingers,
voice, etc. (e.g., Keele & Curran, in press).
3.34 The distinction between parietally-based perceptual mechanisms and
frontal control mechanisms is supported by studies of ideomotor apraxia
in which movement is intact and fluent, but inaccurate (Gonzalez & Heilman,
1985; Heilman, Rothi, & Valenstein, 1982). These patients are impaired
at making gestures such as a salute. Heilman and colleagues found such apraxic
syndromes to occur in subtly different forms following lesions either of
posterior parietal cortex or premotor cortex. Patients were asked to produced
gestures or to observe pairs of gestures-- one correctly performed and one
poorly performed-- and indicate the correct gesture. Patients with frontal
damage showed accurate gesture recognition despite their production problems.
Patients with parietal damage performed poorly on both recognition and production.
This dissociation suggests that perceptual representations of gestures--
which are examples of movement sequences-- is parietally-based, but frontal
mechanisms are necessary for sequence production. Similarly, parietal cortex
may be responsible for a kind of stimulus-based sequence learning, like
that observed by Mayr (1994), while PMC and/or SMA use this information
to prepare the appropriate responses.
3.35 The distinction between perceptually-based parietal mechanisms and
response-based motor systems may not be entirely clear cut. Recent theories
of parietal function emphasize its role in motor planning (Anderson, 1994)
and the control of action (Goodale, 1993). For instance, Anderson and colleagues
have studied the activity of inferior parietal neurons during the delay
period of memory-guided saccade tasks. These studies have suggested that
delay-period firing is sensitive to a neurons motor field rather than its
stimulus receptive field (Gnat & Anderson, 1988). Furthermore, this
response-related activity has been observed in some neurons for both visual
and auditory stimuli (Bracewell, Barash, & Andersen, 1991). Thus, a
parietal contribution to sequence learning is not necessarily indicative
of a purely visuospatial representation. However, the well documented response-independence
of SRT learning (Cohen et al., 1990; Howard et al., 1992; Keele et al.,
1995 Mayr, 1994; Stadler, 1989) suggests a primarily perceptually-based
representation that underlies visuospatial SRT learning.
3.36 In summary, the parietal lobe contributes to visuospatial perception,
attention, and memory. Parietal mechanisms may contribute to sequence learning
through the mechanisms that control attentional selection of spatial locations.
The parietal lobe may also provide a basic visuospatial representation of
sequence information that is tapped by frontal mechanisms to influence behavior.
4. Summary and Conclusions
4.1 Neuropsychological research suggests that implicit sequence learning
in the SRT task is spared in patients with organic amnesia, so implicit
SRT learning does not appear to depend on the medial temporal and diencephalic
brain regions that are critical for explicit memory. Conversely, patients
with Huntington's or Parkinson's diseases have consistently shown SRT impairments,
so the basal ganglia seem to be critically involved in SRT learning. Recent
neuroimaging research has also documented basal ganglia activity in SRT
learning, as well as activity in motor cortical areas (M1, PMC , SMA), prefrontal,
and parietal cortex. Unfortunately the functional contribution of these
areas to sequence learning remains unclear. Research from other domains
suggests component functions that are likely related to sequence learning.
4.2 I have suggested that implicit SRT learning results in representations
that are not entirely response-dependent. Given the typically spatial nature
of the SRT task, these representations are likely to draw on parietal mechanisms
of visuospatial perception and attention. By analogy sequences presented
in other modalities would be represented in other cortical areas (e.g.,
auditory cortex for tonal sequences; for further discussion of this point
see Keele and Curran, in press).
4.3 I have further argued that motor cortical areas draw on these learned
representations in order to select and prepare the appropriate responses
in advance. Supplementary motor areas (SMA) and premotor cortex (PMC) may
use learned information (possibly represented in parietal cortex) as well
as available stimulus information to specify the location of the ensuing
response. Primary motor cortex (M1) may use this information to prepare
the particular effectors that will execute the response.
4.4 If sequences are hierarchically represented in different chunks, the
basal ganglia may allow the smooth selection among sequence chunks. Both
the basal ganglia and prefrontal cortex may act at the interface between
parietal sequence representations and the specification of motor responses.
These mechanisms could play similar roles in hierarchically controlling
the selection of appropriate sequence chunks at different points within
the sequence. The prefrontal cortex may provide a more powerful form of
hierarchic control over motor cortical areas that gives rise to anticipatory
responding, whereas the basal ganglia may only prime appropriate responses.
These ideas are highly speculative, but hopefully they can inspire future
research.
Acknowledgments
Many of the ideas expressed in this paper have been inspired by discussions
with Steve Keele, who has been instrumental in shaping my views about sequence
learning. I would also like to thank Georgina Jackson, Steve Jackson, Peggy
Jennings, Dan Willingham, and an anonymous reviewer for helpful comments
on previous versions of this paper.
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