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Delineating Conscious and Unconscious Processes:
Commentary on Baars on Contrastive Analysis

John A. Allen
Department of Psychology
George Mason University
Fairfax, Virginia 22030. USA

jalle7@gmu.edu

Copyright (c) John A. Allen 1994

PSYCHE, 1(9), August 1994
http://psyche.cs.monash.edu.au/v2/psyche-1-9-allen.html

Keywords: automaticity, Thomas Nagel, conscious, contrastive analysis, awareness, subjective experience, global workspace theory, phenomenology, unconscious.

Abstract: In a recent paper, Baars (1994) examines five empirically- based areas that illustrate the effectiveness of applying a method that he calls contrastive analysis. It is suggested that although the identification and analysis of these areas are useful and instructive, a number of major and minor conceptual weaknesses and assumptions weaken its overall impact. Among them: failure to adequately address the differences between neural vs. mental representation, a curious avoidance of the concept of awareness, and a rather limited view of the role of consciousness in general.

1 Introduction

1.1 In A Thoroughly Empirical Approach to Consciousness, Baars (1994) suggests that somewhere between a strict denial of consciousness (e.g. radical behaviorism) and criteria that are too demanding (e.g. Nagel, 1974) reasonable starting points for studying conscious processes can be established. He argues that there is a need to first delineate what we mean by conscious processes as opposed to unconscious processes. That is, we need to establish and agree on boundaries for conscious events. As a general strategy, he suggests that the well-known scientific method of operationalizing a construct by specifying the conditions under which it occurs and those under which it does not occur. The bulk of the paper is devoted to the presentation and discussion of five general categories of otherwise comparable pairs of empirically-based phenomena that appear to differ only in the fact that one is typically conscious while the other is not (i.e. unconscious), a method that he calls, ``contrastive analysis.''

1.2 On balance, the author is to be commended for his attempt to challenge the problem of consciousness and its definition by offering a practical and potentially constructive means of identifying its invariant features. Specific methods and approaches aimed at reducing the long-standing confusion and frustration associated with the mind and its phenomena are particularly refreshing in view of the current flurry of posturing that one finds within the area. His survey and analysis of mental phenomena and processes across a wide range of domains and his attempts to derive a meaningful taxonomic structure are especially welcome. Despite the appeal and potential usefulness of his approach, however, there are a number of both serious and minor problems that remain.

2 Consciousness vs. Awareness

2.1 First, throughout the manuscript I got the impression that the author carefully tried to avoid the term, awareness, even though in many cases it could have been easily substituted for conscious. Indeed, the same was true for unaware. One can only guess that such a zealous avoidance reflected the author's desire to stay clear of having to deal with the issues of self, self-consciousness, and in general, those problems of definition that plague ``what's it like to be...'' questions. But the conspicuous failure to at least clarify the reasons why awareness and unawareness were not used was curious. In his introduction Baars states that one of the problems with Nagel's Bat criterion is that it forces us to define and deal with two major theoretical constructs (i.e. consciousness and the self) simultaneously. But to my mind that may be just what we will ultimately have to do. In any case, I do not believe that contrastive analysis allows us to avoid this problem. That being the case, it is hard to see how their occasional substitution of awareness for conscious or unaware for unconscious would have substantially harmed or altered the overall usefulness of the analysis. As it was, I found myself frequently wanting to introduce the concept of awareness as I read through the manuscript.

3 Neural vs. Mental Representation

3.1 A more serious problem concerns the apparent confusion, or worse, disregard of the differences between neural and mental representation. Although the aim of paper was not to differentiate between these modes of representation, I believe that the ultimate understanding of what it means for something to be conscious or unconscious must address the differences and their implications. In any case, at times the author seems to equate unconscious with neural representation and mechanisms while at others he seems to be saying that unconscious material is represented somewhere within the mental sphere. In either case, of course, what is represented could be inaccessible, but the mechanisms would no doubt be quite different. Unconscious contents or processes represented in neural mechanisms may, as Searle (1992) has suggested, be more appropriately termed nonconscious, or more accurately nonmental. They may, at various times, simply not be available to mental experience. They may out of reach, i.e., inaccessible.

3.2 It is possible to conceive of two kinds of representation, representation within the mental sphere and representation within the neural sphere. While events may be conscious or unconscious within the mental world, they can be only nonmental and nonconscious when they are represented exclusively within the neural world of physical processes. It therefore makes little conceptual sense to speak of unconscious materials within the physical mechanisms of the brain. Only within the mental world does it make any sense to speak of conscious and unconscious events, content, and processes. Instead, it would seem to be more appropriate to think of potentially conscious or unconscious events as those that are either represented within the mind itself or as neural processes that are nonconscious but that under certain conditions generate mental experiences that may be conscious or unconscious.

4 Perception as Conscious Stimulus Representation

4.1 Third, the author unequivocally states, ``There is little disagreement that `perception' is conscious stimulus representation'' (Section 3.1). Surely, the author did not mean to ignore all of those situations where we are obviously ``perceive'' the world of objects, object properties, and events but are not conscious (or aware) of those objects, properties, and events! That perception involves the registration and representation of information about the world is a moot point, but to imply that one is always has conscious awareness of those representations does not jibe with the facts of ordinary everyday experience. Anyone who has safely driven along an interstate highway for hours in a daze only to realize later that they must have perceived the automobiles around them can validate this point.

5 Internal Consistency and Competition

5.1 According to Baars, conscious events are mental representations that are global, informative, and internally consistent in the sense that processes compete for a place in consciousness. The latter property, of course, represents a traditional and popular view that, in the present author's opinion, needs to be replaced by one more in tune with the fact that different products of neural and mental processes go in and out of awareness. The idea ofcompetition between processes places intelligence in places where it is neither needed nor appropriate.

6 Consciousness as a Property

6.1 Another point of concern centers around Baars' tendency to ascribe consciousness to lower-level processes as though it was one of their properties. To me, it makes more sense to think of consciousness as a higher-order, multi-levelled integrative property of the mind itself that reorganizes lower-level structures like perception, memory, thinking, and so on in such a way that certain material, events, and processes become conscious while others do not. With regard to perception, for example, though we may be aware or unaware of a stimulus at a particular moment, it does not follow that the property that makes a stimulus conscious or unconscious resides at the level of the perceptual structure itself. Perceptual structures have many properties, but the property of consciousness is not one of them. The same may be said for memory and thinking. The phrase, conscious perceptual process, is common enough, but in my view this may represent a kind of dangerous shorthand for the idea that in the top-down process of organizing information, certain stimuli, processes, or events, etc. may be experienced consciously while others may not. The same might be said for certain expectations. Indeed, Baars' discussion of the Ames room studies as an example of unaccessed interpretations of ambiguous stimuli makes this latter point very well.

7 Conclusion

7.1 Finally, I believe that Baars' approach to delineating the boundaries and conditions under which mental representations become aware is a reasonable and potentially fruitful one. Moreover, his identification and analysis of some of empirical findings that must be handled by theories of conscious processes is instructive. However, while I applaud him on these contributions, I have some concerns about the some of the assumptions and conceptual shortcomings that guided his analysis. Among these I would include: (1) the implicit assumption that the avoidance of the concept of awareness somehow simplifies the problem of classifying conscious and unconscious processes by ruling out (i.e. controlling) the interdependent nature of consciousness and self; (2) the failure to adequately distinguish between neural vs. mental representations and their implications for conscious and unconscious processes and accessibility and inaccessibility; (3) a rather naive and sometimes casual approach to and analysis of perception and its products; (4) an occasional tendency to discuss processes in rather loose and vitalistic terms (e.g. competition); and (5) a general failure to appreciate the multi-leveled nature of consciousness and its integrative nature.

References

Baars, B. J. (1994) A thoroughly empirical approach to consciousness. PSYCHE, 1(6), [80 paragraphs] Filename: psyche-94-1-6-contrastive-1-baars

Nagel, T. (1974). What is it like to be a bat? In N. Block (Ed.), Readings in the Philosophy of Science. (pp. 159-170). Cambridge, MA: Harvard University Press.

Searle, John R. (1992). The rediscovery of the mind. Cambridge, MA: MIT Press.


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